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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.11B
AUM Growth
+$47.4M
Cap. Flow
+$43.6M
Cap. Flow %
2.07%
Top 10 Hldgs %
33.59%
Holding
213
New
33
Increased
71
Reduced
83
Closed
19

Top Buys

Rank Stock Value
1
BHK icon
BlackRock Core Bond Trust
BHK
+$24.5M
2
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$12.5M
3
BKT icon
BlackRock Income Trust
BKT
+$12.3M
4
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$12.1M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$10.7M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.1M
2
BNA
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
+$17.3M
3
ZTR
Virtus Total Return Fund
ZTR
+$12.2M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$11.8M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.79M

Sector Composition

Rank Sector Weight
1 Financials 1.7%
2 Industrials 0.43%
3 Energy 0.06%
4 Technology 0.04%
5 Consumer Staples 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$956B
$257M 12.16%
1,362,061
+5,368
+0.4% +$989K
ACG
2
DELISTED
AllianceBernstein Income Fund Inc
ACG
$86.6M 4.1%
11,588,983
-844,624
-7% -$6.36M
VGK icon
3
Vanguard FTSE Europe ETF
VGK
$30.1B
$76M 3.6%
1,449,761
+31,441
+2% +$1.68M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$47.8M 2.26%
232,520
-244,047
-51% -$49.1M
BKT icon
5
BlackRock Income Trust
BKT
$331M
$46.7M 2.21%
2,432,219
+641,729
+36% +$12.3M
NZF icon
6
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$42.9M 2.03%
3,114,095
-467,887
-13% -$6.43M
GAM
7
General American Investors Company
GAM
$1.54B
$42.3M 2%
1,208,554
-65,397
-5% -$2.34M
VB icon
8
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$37.7M 1.79%
323,023
+12,971
+4% +$1.48M
VEA icon
9
Vanguard FTSE Developed Markets ETF
VEA
$223B
$36.4M 1.72%
959,885
-252,743
-21% -$9.79M
TY icon
10
TRI-Continental Corp
TY
$1.84B
$36M 1.7%
1,680,672
-32,201
-2% -$678K
ADX icon
11
Adams Diversified Equity Fund
ADX
$3.01B
$35.6M 1.69%
2,604,292
-149,573
-5% -$2.07M
BDJ icon
12
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$35.2M 1.67%
4,337,579
-323,158
-7% -$2.66M
VKQ icon
13
Invesco Municipal Trust
VKQ
$541M
$32.6M 1.54%
2,572,081
+106,553
+4% +$1.34M
VPL icon
14
Vanguard FTSE Pacific ETF
VPL
$7.77B
$32.1M 1.52%
565,048
-5,228
-0.9% -$305K
BHK icon
15
BlackRock Core Bond Trust
BHK
$644M
$30.9M 1.46%
2,338,509
+1,841,735
+371% +$24.5M
MTS
16
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$29.9M 1.41%
1,816,496
+210,654
+13% +$3.49M
WIW
17
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$29.4M 1.39%
2,604,035
-16,256
-0.6% -$186K
NVG icon
18
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$29M 1.37%
2,053,380
-286,975
-12% -$4.05M
FTT
19
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$28M 1.33%
2,100,794
+81,636
+4% +$1.08M
VWO icon
20
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$27.1M 1.29%
677,885
-95,017
-12% -$3.91M
USA icon
21
Liberty All-Star Equity Fund
USA
$1.78B
$26.7M 1.27%
4,465,183
+333,066
+8% +$1.94M
VO icon
22
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$26.4M 1.25%
856,132
-28,908
-3% -$871K
NQS
23
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$25.3M 1.2%
1,810,523
+3,953
+0.2% +$54.7K
VBF icon
24
Invesco Bond Fund
VBF
$167M
$25.2M 1.19%
1,369,021
+402,519
+42% +$7.44M
NMO
25
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$24.5M 1.16%
1,798,470
-22,300
-1% -$300K
1
2 3 4 5

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Karpus Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Karpus Investment Management held 213 positions worth $2.11B, up 2.3% from $2.06B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Karpus Investment Management's Q4 2014 filing shows 33 new, 71 increased, 83 reduced and 19 closed positions. Its largest new stake was BlackRock Resources & Commodities Strategy Trust: 1,197,164 shares worth $11.6M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $49.1M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 1.7% a quarter earlier, followed by Industrials and Energy.

  • Karpus Investment Management's largest Q4 2014 buy was BlackRock Resources & Commodities Strategy Trust: 1,197,164 shares worth $11.6M.
  • Karpus Investment Management added most to BlackRock Core Bond Trust in Q4 2014, an estimated $24.5M increase.
  • Karpus Investment Management's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $49.1M.
  • Karpus Investment Management fully exited BLACKROCK INCOME OPPORTUNITY TRUST INC in Q4 2014, selling an estimated $17.3M.
  • Karpus Investment Management's ten largest holdings make up 34% of its $2.11B portfolio in Q4 2014.
  • Karpus Investment Management opened 33 new positions and closed 19 in Q4 2014.
  • Karpus Investment Management's portfolio value rose 2.3% quarter-over-quarter to $2.11B.

Based on Karpus Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.