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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$1.97B
AUM Growth
-$7.22M
Cap. Flow
-$51.5M
Cap. Flow %
-2.62%
Top 10 Hldgs %
43.61%
Holding
151
New
12
Increased
32
Reduced
71
Closed
21

Top Buys

Rank Stock Value
1
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$59.4M
2
NRCG
NRC Group Holdings Corp.
NRCG
+$25.2M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$23.8M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$14.7M
5
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$12.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$87M
2
TY icon
TRI-Continental Corp
TY
+$17M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$14.1M
4
FPT
Federated Premier Intermediate M
FPT
+$11.6M
5
USA icon
Liberty All-Star Equity Fund
USA
+$11.3M

Sector Composition

Rank Sector Weight
1 Technology 6.28%
2 Industrials 2.47%
3 Communication Services 2.05%
4 Financials 0.93%
5 Energy 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$956B
$235M 11.93%
1,018,664
+48,361
+5% +$11M
VGK icon
2
Vanguard FTSE Europe ETF
VGK
$30.1B
$132M 6.69%
2,258,391
+166,270
+8% +$9.43M
SHM icon
3
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$104M 5.29%
2,145,827
-66,820
-3% -$3.26M
VB icon
4
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$72.4M 3.67%
512,394
-833
-0.2% -$114K
BKT icon
5
BlackRock Income Trust
BKT
$331M
$59.4M 3.02%
3,154,276
-19,967
-0.6% -$378K
AVCT
6
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$59.4M 3.01%
+409,358
New +$59.4M
EIM
7
Eaton Vance Municipal Bond Fund
EIM
$494M
$55.2M 2.8%
4,356,294
+451,643
+12% +$5.8M
VCIT icon
8
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$49.6M 2.52%
563,450
+270,565
+92% +$23.8M
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$927M
$46.8M 2.37%
3,445,913
+234,601
+7% +$3.15M
ADX icon
10
Adams Diversified Equity Fund
ADX
$3.01B
$45.4M 2.31%
2,986,369
-468,918
-14% -$6.91M
VTI icon
11
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$42.9M 2.18%
331,424
+43,758
+15% +$5.54M
VPL icon
12
Vanguard FTSE Pacific ETF
VPL
$7.77B
$42.2M 2.14%
619,318
+4,748
+0.8% +$319K
VWO icon
13
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$41.1M 2.09%
944,091
+74,020
+9% +$3.2M
MMDM
14
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$40.3M 2.05%
4,129,400
+35,050
+0.9% +$341K
ICB
15
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$40.2M 2.04%
2,199,393
-4,525
-0.2% -$82.5K
NEA icon
16
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$33.3M 1.69%
2,405,526
+868,284
+56% +$12.1M
USA icon
17
Liberty All-Star Equity Fund
USA
$1.78B
$29.4M 1.49%
4,880,351
-1,965,540
-29% -$11.3M
CVON
18
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$29.1M 1.47%
2,992,949
+78,075
+3% +$758K
BND icon
19
Vanguard Total Bond Market
BND
$158B
$28.8M 1.46%
350,970
-11,496
-3% -$943K
VEU icon
20
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$26.9M 1.37%
510,290
+12,584
+3% +$651K
NRCG
21
DELISTED
NRC Group Holdings Corp.
NRCG
$25.3M 1.28%
+2,565,430
New +$25.2M
SUB icon
22
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$24.6M 1.25%
231,768
-9,680
-4% -$1.03M
NRK icon
23
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$23M 1.17%
1,744,273
-57,746
-3% -$767K
EWC icon
24
iShares MSCI Canada ETF
EWC
$6.12B
$23M 1.17%
793,455
-5,850
-0.7% -$163K
APB
25
DELISTED
Asia Pacific Fund
APB
$22.6M 1.15%
1,628,205
+39,810
+3% +$536K
1
2 3 4 5

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Karpus Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Karpus Investment Management held 151 positions worth $1.97B, down 0.37% from $1.98B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Karpus Investment Management's Q3 2017 filing shows 12 new, 32 increased, 71 reduced and 21 closed positions. Its largest new stake was American Virtual Cloud Technologies, Inc. Common Stock: 409,358 shares worth $59.4M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $87M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 3% a quarter earlier, followed by Industrials and Communication Services.

  • Karpus Investment Management's largest Q3 2017 buy was American Virtual Cloud Technologies, Inc. Common Stock: 409,358 shares worth $59.4M.
  • Karpus Investment Management added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $23.8M increase.
  • Karpus Investment Management's biggest Q3 2017 reduction was TRI-Continental Corp, cutting an estimated $17M.
  • Karpus Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2017, selling an estimated $87M.
  • Karpus Investment Management's ten largest holdings make up 44% of its $1.97B portfolio in Q3 2017.
  • Karpus Investment Management opened 12 new positions and closed 21 in Q3 2017.
  • Karpus Investment Management's portfolio value fell 0.37% quarter-over-quarter to $1.97B.

Based on Karpus Investment Management's 13F filing for Q3 2017, filed 14 Nov 2017.