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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$3.18B
AUM Growth
+$416M
Cap. Flow
+$177M
Cap. Flow %
5.55%
Top 10 Hldgs %
30.22%
Holding
257
New
52
Increased
59
Reduced
92
Closed
36

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$66.4M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$66.1M
3
GPGI
GPGI Inc
GPGI
+$56.1M
4
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$29.6M
5
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$26.7M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$51.2M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$50.8M
3
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$35.9M
4
BKK
Blackrock Municipal 2020 Term Trust
BKK
+$31.5M
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$23.7M

Sector Composition

Rank Sector Weight
1 Financials 8.59%
2 Consumer Discretionary 4.34%
3 Industrials 2.55%
4 Communication Services 1.46%
5 Healthcare 1.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRK icon
1
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$157M 4.94%
11,621,865
+120,992
+1% +$1.59M
NAD icon
2
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$111M 3.48%
7,209,720
-3,435,520
-32% -$50.8M
VOO icon
3
Vanguard S&P 500 ETF
VOO
$979B
$106M 3.33%
308,263
-29,975
-9% -$9.77M
DUC
4
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$103M 3.25%
10,321,868
-567,779
-5% -$5.38M
VB icon
5
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$91.3M 2.87%
468,779
+19,820
+4% +$3.5M
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$83.4M 2.62%
1,663,371
+171,056
+11% +$8.04M
VUG icon
7
Vanguard Morningstar Growth ETF
VUG
$220B
$83M 2.61%
1,966,398
-185,772
-9% -$7.42M
IVV icon
8
iShares Core S&P 500 ETF
IVV
$878B
$77.7M 2.44%
207,044
-408
-0.2% -$145K
BLV icon
9
Vanguard Long-Term Bond ETF
BLV
$5.71B
$76.9M 2.42%
701,313
+593,523
+551% +$66.1M
MYI icon
10
BlackRock MuniYield Quality Fund III
MYI
$709M
$72.1M 2.27%
4,988,470
-797,875
-14% -$11M
LCID icon
11
Lucid Motors
LCID
$2.88B
$70.4M 2.21%
702,975
+677,975
+2,712% +$66.4M
EIM
12
Eaton Vance Municipal Bond Fund
EIM
$491M
$69.7M 2.19%
5,121,880
-1,077,194
-17% -$14.2M
WIA
13
Western Asset Inflation-Linked Income Fund
WIA
$185M
$69M 2.17%
5,059,726
-2,811,121
-36% -$35.9M
BFZ
14
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$62.4M 1.96%
4,382,307
+1,684,756
+62% +$22.8M
GPGI
15
GPGI Inc
GPGI
$3.83B
$56.5M 1.77%
+6,723,284
New +$56.1M
IWB icon
16
iShares Russell 1000 ETF
IWB
$48.2B
$51.6M 1.62%
243,505
+48,872
+25% +$9.75M
KTF
17
DWS Municipal Income Trust
KTF
$346M
$46M 1.44%
3,952,900
+187,560
+5% +$2.1M
VGK icon
18
Vanguard FTSE Europe ETF
VGK
$30.7B
$45.7M 1.43%
757,935
+34,758
+5% +$1.96M
FFAI
19
Faraday Future Intelligent Electric
FFAI
$15.2M
$42.3M 1.33%
3
+1
+50% +$14.1M
AIO
20
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$869M
$40.4M 1.27%
1,531,609
+192,549
+14% +$4.57M
GDV icon
21
Gabelli Dividend & Income Trust
GDV
$2.6B
$39.1M 1.23%
1,820,839
+353,814
+24% +$7.08M
FAM
22
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$35.5M 1.12%
3,367,002
-77,198
-2% -$774K
VPL icon
23
Vanguard FTSE Pacific ETF
VPL
$8.08B
$33M 1.04%
414,422
-15,492
-4% -$1.14M
GPM
24
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$31.7M 1%
4,838,871
+2,314,800
+92% +$14M
HNW
25
DELISTED
Pioneer Diversified High Income Fund
HNW
$31.5M 0.99%
2,162,272
-17,929
-0.8% -$246K
1
2 3 4 5

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SC
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Karpus Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Karpus Investment Management held 257 positions worth $3.18B, up 15% from $2.77B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Karpus Investment Management deployed $177M of net new capital in Q4 2020, opening 52 new positions and adding to 59 existing holdings. Its largest new stake was GPGI Inc: 6,723,284 shares worth $56.5M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 2.6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Nuveen AMT-Free Quality Municipal Income Fund, an estimated $51.2M trimmed.

  • Karpus Investment Management's largest Q4 2020 buy was GPGI Inc: 6,723,284 shares worth $56.5M.
  • Karpus Investment Management added most to Lucid Motors in Q4 2020, an estimated $66.4M increase.
  • Karpus Investment Management's biggest Q4 2020 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $51.2M.
  • Karpus Investment Management fully exited Blackrock Municipal 2020 Term Trust in Q4 2020, selling an estimated $31.5M.
  • Karpus Investment Management's ten largest holdings make up 30% of its $3.18B portfolio in Q4 2020.
  • Karpus Investment Management opened 52 new positions and closed 36 in Q4 2020.
  • Karpus Investment Management's portfolio value rose 15% quarter-over-quarter to $3.18B.

Based on Karpus Investment Management's 13F filing for Q4 2020, filed 16 Feb 2021.