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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.77B
AUM Growth
+$128M
Cap. Flow
+$33.5M
Cap. Flow %
1.21%
Top 10 Hldgs %
35.53%
Holding
231
New
33
Increased
57
Reduced
103
Closed
26

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$29.2M
2
FFAI
Faraday Future Intelligent Electric
FFAI
+$28.1M
3
CGRO
Collective Growth Corporation Class A Common Stock
CGRO
+$18.3M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$17.6M
5
AEVA
Aeva Technologies
AEVA
+$17.1M

Top Sells

Rank Stock Value
1
EIM
Eaton Vance Municipal Bond Fund
EIM
+$39.6M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.5M
3
BKT icon
BlackRock Income Trust
BKT
+$17.8M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$16.5M
5
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$14.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 2.99%
2 Financials 2.58%
3 Technology 1.7%
4 Industrials 0.54%
5 Communication Services 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
1
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$155M 5.59%
10,645,240
-683,071
-6% -$9.92M
NRK icon
2
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$148M 5.35%
11,500,873
+282,268
+3% +$3.69M
VOO icon
3
Vanguard S&P 500 ETF
VOO
$979B
$104M 3.76%
338,238
-39,858
-11% -$12.1M
DUC
4
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$101M 3.63%
10,889,647
+52,997
+0.5% +$494K
WIA
5
Western Asset Inflation-Linked Income Fund
WIA
$185M
$95.9M 3.47%
7,870,847
+95,082
+1% +$1.2M
VUG icon
6
Vanguard Morningstar Growth ETF
VUG
$220B
$81.6M 2.95%
2,152,170
-98,196
-4% -$3.63M
EIM
7
Eaton Vance Municipal Bond Fund
EIM
$491M
$81.6M 2.95%
6,199,074
-3,023,652
-33% -$39.6M
MYI icon
8
BlackRock MuniYield Quality Fund III
MYI
$709M
$77.8M 2.81%
5,786,345
-1,046,477
-15% -$14.1M
IVV icon
9
iShares Core S&P 500 ETF
IVV
$878B
$69.7M 2.52%
207,452
-10,030
-5% -$3.34M
VB icon
10
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$69M 2.5%
448,959
-26,382
-6% -$4.05M
VWO icon
11
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$64.5M 2.33%
1,492,315
+100,030
+7% +$4.35M
NEA icon
12
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$60.5M 2.19%
4,219,156
-1,710,180
-29% -$24.5M
KTF
13
DWS Municipal Income Trust
KTF
$346M
$41.7M 1.51%
3,765,340
+1,490,597
+66% +$16.7M
BND icon
14
Vanguard Total Bond Market
BND
$157B
$41.4M 1.5%
469,765
+328,930
+234% +$29.2M
VGK icon
15
Vanguard FTSE Europe ETF
VGK
$30.7B
$37.9M 1.37%
723,177
+13,854
+2% +$740K
IWB icon
16
iShares Russell 1000 ETF
IWB
$48.2B
$36.4M 1.32%
194,633
+7,976
+4% +$1.47M
BFZ
17
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$35.6M 1.29%
2,697,551
+755,683
+39% +$10.2M
SHM icon
18
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$34.9M 1.26%
699,692
+352,805
+102% +$17.6M
IIM icon
19
Invesco Value Municipal Income Trust
IIM
$589M
$34.8M 1.26%
2,362,491
+154,065
+7% +$2.3M
FFAI
20
Faraday Future Intelligent Electric
FFAI
$15.2M
$33.7M 1.22%
+2
New +$28.1M
FAM
21
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$33M 1.19%
3,444,200
+146,958
+4% +$1.48M
BKK
22
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$31.5M 1.14%
2,094,273
-20,100
-1% -$302K
EVM
23
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$30.7M 1.11%
2,703,806
-43,858
-2% -$506K
DTF
24
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$29.6M 1.07%
2,048,412
-23,525
-1% -$338K
HNW
25
DELISTED
Pioneer Diversified High Income Fund
HNW
$29.5M 1.06%
2,180,201
+19,337
+0.9% +$250K
1
2 3 4 5

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Karpus Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Karpus Investment Management held 231 positions worth $2.77B, up 4.8% from $2.64B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Karpus Investment Management's Q3 2020 filing shows 33 new, 57 increased, 103 reduced and 26 closed positions. Its largest new stake was Faraday Future Intelligent Electric: 2 shares worth $33.7M. The largest sale was Eaton Vance Municipal Bond Fund, an estimated $39.6M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3% of assets, up from 0.49% a quarter earlier, followed by Financials and Technology.

  • Karpus Investment Management's largest Q3 2020 buy was Faraday Future Intelligent Electric: 2 shares worth $33.7M.
  • Karpus Investment Management added most to Vanguard Total Bond Market in Q3 2020, an estimated $29.2M increase.
  • Karpus Investment Management's biggest Q3 2020 reduction was Eaton Vance Municipal Bond Fund, cutting an estimated $39.6M.
  • Karpus Investment Management fully exited Vanguard Financials ETF in Q3 2020, selling an estimated $12.6M.
  • Karpus Investment Management's ten largest holdings make up 36% of its $2.77B portfolio in Q3 2020.
  • Karpus Investment Management opened 33 new positions and closed 26 in Q3 2020.
  • Karpus Investment Management's portfolio value rose 4.8% quarter-over-quarter to $2.77B.

Based on Karpus Investment Management's 13F filing for Q3 2020, filed 12 Nov 2020.