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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.93B
AUM Growth
+$195M
Cap. Flow
-$34.8M
Cap. Flow %
-1.8%
Top 10 Hldgs %
37.29%
Holding
180
New
31
Increased
52
Reduced
71
Closed
15

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$24.1M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$23.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$12.4M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$11M

Top Sells

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$14.3M
2
GAM
General American Investors Company
GAM
+$13.5M
3
STEW
SRH Total Return Fund
STEW
+$12.5M
4
UTF icon
Cohen & Steers Infrastructure Fund
UTF
+$11.5M
5
ZTR
Virtus Total Return Fund
ZTR
+$10.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.55%
2 Financials 3.25%
3 Industrials 1.34%
4 Energy 0.85%
5 Technology 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$1.03T
$183M 9.47%
846,953
+112,962
+15% +$24.1M
SHM icon
2
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
$107M 5.55%
2,216,055
+484,327
+28% +$23.4M
VB icon
3
Vanguard Morningstar Small-Cap ETF
VB
$78B
$67.3M 3.48%
504,946
+31,524
+7% +$4.17M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$65.9M 3.41%
279,656
+69,749
+33% +$16.2M
VGK icon
5
Vanguard FTSE Europe ETF
VGK
$30B
$61.5M 3.18%
1,192,533
+221,012
+23% +$11M
BKT icon
6
BlackRock Income Trust
BKT
$317M
$59.3M 3.06%
3,193,079
-5,114
-0.2% -$95.5K
ADX icon
7
Adams Diversified Equity Fund
ADX
$3.17B
$48.8M 2.52%
3,549,380
-76,103
-2% -$1.02M
USA icon
8
Liberty All-Star Equity Fund
USA
$1.82B
$43.9M 2.27%
8,036,686
-364,831
-4% -$1.98M
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$898M
$42.4M 2.19%
3,219,924
-27,528
-0.8% -$358K
EIM
10
Eaton Vance Municipal Bond Fund
EIM
$465M
$41.8M 2.16%
3,334,051
+463,855
+16% +$5.79M
ICB
11
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$39.5M 2.04%
2,207,518
+106,581
+5% +$1.9M
FAM
12
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$39M 2.01%
3,354,364
-8,127
-0.2% -$92.4K
VPL icon
13
Vanguard FTSE Pacific ETF
VPL
$8.55B
$37.3M 1.93%
589,726
+33,417
+6% +$2.07M
VTI icon
14
Vanguard Morningstar Total Stock Market ETF
VTI
$678B
$32M 1.66%
264,046
+18,569
+8% +$2.22M
BND icon
15
Vanguard Total Bond Market
BND
$161B
$32M 1.65%
394,446
-17,974
-4% -$1.45M
TY icon
16
TRI-Continental Corp
TY
$1.84B
$29.7M 1.53%
1,283,204
-210,210
-14% -$4.81M
CXH
17
DELISTED
MFS Investment Grade Municipal Trust
CXH
$25.9M 1.34%
2,688,646
+124,974
+5% +$1.19M
SUB icon
18
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$25.5M 1.32%
241,697
+19,697
+9% +$2.08M
MIN
19
Aberdeen Intermediate Income Fund
MIN
$266M
$25M 1.29%
5,802,501
-138,704
-2% -$602K
BST icon
20
BlackRock Science and Technology Trust
BST
$1.64B
$24.8M 1.28%
1,185,147
-36,815
-3% -$713K
GAM
21
General American Investors Company
GAM
$1.54B
$23.8M 1.23%
709,489
-410,494
-37% -$13.5M
NRK icon
22
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$847M
$23.1M 1.2%
1,781,809
+116,055
+7% +$1.49M
VGT icon
23
Vanguard Information Technology ETF
VGT
$146B
$22.4M 1.16%
1,318,528
+61,272
+5% +$1M
BGY icon
24
BlackRock Enhanced International Dividend Trust
BGY
$514M
$22.1M 1.14%
3,809,371
-84,076
-2% -$480K
VEU icon
25
Vanguard FTSE All-World ex-US ETF
VEU
$68.9B
$21.7M 1.12%
453,296
+60,289
+15% +$2.81M
1
2 3 4 5

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Karpus Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Karpus Investment Management held 180 positions worth $1.93B, up 11% from $1.74B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management's Q1 2017 filing shows 31 new, 52 increased, 71 reduced and 15 closed positions. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 144,755 shares worth $12.5M. The largest sale was Gabelli Dividend & Income Trust, an estimated $14.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, up from 91% a quarter earlier, followed by Financials and Industrials.

  • Karpus Investment Management's largest Q1 2017 buy was Vanguard Intermediate-Term Corporate Bond ETF: 144,755 shares worth $12.5M.
  • Karpus Investment Management added most to Vanguard S&P 500 ETF in Q1 2017, an estimated $24.1M increase.
  • Karpus Investment Management's biggest Q1 2017 reduction was Gabelli Dividend & Income Trust, cutting an estimated $14.3M.
  • Karpus Investment Management fully exited Cohen & Steers Infrastructure Fund in Q1 2017, selling an estimated $11.5M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $1.93B portfolio in Q1 2017.
  • Karpus Investment Management opened 31 new positions and closed 15 in Q1 2017.
  • Karpus Investment Management's portfolio value rose 11% quarter-over-quarter to $1.93B.

Based on Karpus Investment Management's 13F filing for Q1 2017, filed 15 May 2017.