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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$3.36B
AUM Growth
-$12.4M
Cap. Flow
+$20.2M
Cap. Flow %
0.6%
Top 10 Hldgs %
36.18%
Holding
330
New
34
Increased
73
Reduced
125
Closed
33

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$45M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$22.9M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16.3M

Top Sells

Rank Stock Value
1
DNP icon
DNP Select Income Fund
DNP
+$27.3M
2
GNRS
Greenrose Acquisition Corp. Common Stock
GNRS
+$23.1M
3
MSPR
MSP Recovery Inc
MSPR
+$15.9M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$14.7M
5
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 15.95%
2 Healthcare 4.14%
3 Industrials 3.21%
4 Technology 2.76%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLV icon
1
Vanguard Long-Term Bond ETF
BLV
$5.71B
$174M 5.19%
1,704,048
+218,373
+15% +$22.9M
VOO icon
2
Vanguard S&P 500 ETF
VOO
$979B
$173M 5.13%
437,449
+44,553
+11% +$18.1M
NRK icon
3
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
$162M 4.83%
11,735,411
-884,996
-7% -$12.6M
IVV icon
4
iShares Core S&P 500 ETF
IVV
$878B
$157M 4.66%
363,360
+37,333
+11% +$16.5M
BND icon
5
Vanguard Total Bond Market
BND
$157B
$121M 3.6%
1,415,655
+520,806
+58% +$45M
VB icon
6
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$112M 3.33%
512,125
-10,174
-2% -$2.26M
VGK icon
7
Vanguard FTSE Europe ETF
VGK
$30.7B
$91.4M 2.72%
1,393,538
+110,684
+9% +$7.58M
VWO icon
8
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$90.1M 2.68%
1,802,599
-89,142
-5% -$4.61M
BFZ
9
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$69.3M 2.06%
4,695,212
-135,374
-3% -$2.03M
IWB icon
10
iShares Russell 1000 ETF
IWB
$48.2B
$66.5M 1.98%
274,921
+5,451
+2% +$1.36M
WIA
11
Western Asset Inflation-Linked Income Fund
WIA
$185M
$63.3M 1.88%
4,591,159
-145,930
-3% -$2.04M
GPGI
12
GPGI Inc
GPGI
$3.83B
$55.8M 1.66%
6,639,365
-24,520
-0.4% -$206K
GPM
13
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$53.9M 1.6%
5,805,260
-249,161
-4% -$2.29M
VTI icon
14
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$39.7M 1.18%
178,602
-681
-0.4% -$155K
RSP icon
15
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$38.4M 1.14%
256,346
+1,303
+0.5% +$199K
MYI icon
16
BlackRock MuniYield Quality Fund III
MYI
$714M
$37.7M 1.12%
2,568,724
-644,609
-20% -$9.67M
VPL icon
17
Vanguard FTSE Pacific ETF
VPL
$8.08B
$36.7M 1.09%
452,567
+24,425
+6% +$2.01M
KTF
18
DWS Municipal Income Trust
KTF
$346M
$36.5M 1.09%
3,064,188
-420,883
-12% -$5.17M
AIO
19
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$869M
$35.6M 1.06%
1,332,673
-10,035
-0.7% -$275K
AGAC
20
DELISTED
African Gold Acquisition Corp
AGAC
$35.2M 1.05%
3,624,215
-47,387
-1% -$458K
TMTS
21
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$34.2M 1.02%
3,375,747
-19,240
-0.6% -$193K
ESGV icon
22
Vanguard ESG US Stock ETF
ESGV
$13.1B
$32.9M 0.98%
411,134
+12,374
+3% +$1.02M
BREZ
23
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$31M 0.92%
3,077,157
+75,688
+3% +$761K
TWLV
24
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$30.7M 0.91%
3,159,699
-14,000
-0.4% -$135K
OCAX
25
DELISTED
OCA Acquisition Corp. Class A Common Stock
OCAX
$29.2M 0.87%
2,952,146
+74,944
+3% +$738K
1
2 3 4 5

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Karpus Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Karpus Investment Management held 330 positions worth $3.36B, down 0.37% from $3.37B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Karpus Investment Management's Q3 2021 filing shows 34 new, 73 increased, 125 reduced and 33 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M. The largest sale was DNP Select Income Fund, an estimated $27.3M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Industrials.

  • Karpus Investment Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M.
  • Karpus Investment Management added most to Vanguard Total Bond Market in Q3 2021, an estimated $45M increase.
  • Karpus Investment Management's biggest Q3 2021 reduction was MSP Recovery Inc, cutting an estimated $15.9M.
  • Karpus Investment Management fully exited DNP Select Income Fund in Q3 2021, selling an estimated $27.3M.
  • Karpus Investment Management's ten largest holdings make up 36% of its $3.36B portfolio in Q3 2021.
  • Karpus Investment Management opened 34 new positions and closed 33 in Q3 2021.
  • Karpus Investment Management's portfolio value fell 0.37% quarter-over-quarter to $3.36B.

Based on Karpus Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.