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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-6.42%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.98B
AUM Growth
-$207M
Cap. Flow
-$1.11M
Cap. Flow %
-0.04%
Top 10 Hldgs %
38.54%
Holding
329
New
13
Increased
66
Reduced
149
Closed
54

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$37.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$25.8M
3
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$16.9M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$10.5M
5
USAR
USA Rare Earth Inc
USAR
+$10.3M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$16.8M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.5M
3
ABX
Abacus Global Management
ABX
+$9.87M
4
AIO
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
+$9.37M
5
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$8.35M

Sector Composition

Rank Sector Weight
1 Financials 9.43%
2 Technology 1.6%
3 Industrials 0.91%
4 Materials 0.57%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
1
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$200M 6.72%
20,648,999
+3,604,684
+21% +$37.9M
VOO icon
2
Vanguard S&P 500 ETF
VOO
$979B
$183M 6.16%
467,040
-4,260
-0.9% -$1.74M
NRK icon
3
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$162M 5.43%
17,105,165
+1,683,112
+11% +$16.9M
IVV icon
4
iShares Core S&P 500 ETF
IVV
$878B
$116M 3.88%
269,105
-11,062
-4% -$4.95M
MUI
5
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$108M 3.62%
10,612,310
+723,592
+7% +$7.99M
NAD icon
6
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$97.5M 3.28%
9,615,232
+2,374,570
+33% +$25.8M
NZF icon
7
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$82.7M 2.78%
7,930,878
+602,918
+8% +$6.82M
EIM
8
Eaton Vance Municipal Bond Fund
EIM
$491M
$73.5M 2.47%
8,206,940
+1,084,610
+15% +$10.5M
VB icon
9
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$68.4M 2.3%
361,968
-8,103
-2% -$1.61M
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$56.2M 1.89%
1,432,832
-27,665
-2% -$1.13M
WIA
11
Western Asset Inflation-Linked Income Fund
WIA
$185M
$54M 1.82%
6,905,403
+303,207
+5% +$2.5M
MHD icon
12
BlackRock MuniHoldings Fund
MHD
$598M
$48.4M 1.63%
4,698,267
+677,468
+17% +$7.67M
NAC icon
13
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$44.9M 1.51%
4,650,884
+441,234
+10% +$4.63M
MVF
14
DELISTED
BlackRock MuniVest Fund
MVF
$44.6M 1.5%
7,353,043
+565,205
+8% +$3.72M
FINS
15
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$43M 1.45%
3,574,532
+254,060
+8% +$3.01M
NBXG
16
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.16B
$38.5M 1.29%
3,694,824
+29,009
+0.8% +$312K
VTI icon
17
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$36.9M 1.24%
173,817
-8,748
-5% -$1.94M
BTT icon
18
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$36.7M 1.23%
1,889,024
+355,950
+23% +$7.29M
GDV icon
19
Gabelli Dividend & Income Trust
GDV
$2.6B
$34.7M 1.17%
1,786,277
+37,429
+2% +$783K
MUC icon
20
BlackRock MuniHoldings California Quality Fund
MUC
$996M
$33.9M 1.14%
3,541,791
+529,289
+18% +$5.54M
BFK
21
DELISTED
BlackRock Municipal Income Trust
BFK
$31.4M 1.06%
3,543,107
+841,197
+31% +$8.16M
NFJ
22
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$31.2M 1.05%
2,751,188
+113,988
+4% +$1.4M
VPL icon
23
Vanguard FTSE Pacific ETF
VPL
$8.08B
$28.9M 0.97%
431,430
+13,778
+3% +$957K
BGY icon
24
BlackRock Enhanced International Dividend Trust
BGY
$524M
$26.8M 0.9%
5,376,306
+763,390
+17% +$4.03M
MYI icon
25
BlackRock MuniYield Quality Fund III
MYI
$709M
$26.6M 0.89%
2,787,439
-237,464
-8% -$2.5M
1
2 3 4 5

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Karpus Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Karpus Investment Management held 329 positions worth $2.98B, down 6.5% from $3.18B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Karpus Investment Management's Q3 2023 filing shows 13 new, 66 increased, 149 reduced and 54 closed positions. Its largest new stake was USA Rare Earth Inc: 1,010,100 shares worth $10.3M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

  • Karpus Investment Management's largest Q3 2023 buy was USA Rare Earth Inc: 1,010,100 shares worth $10.3M.
  • Karpus Investment Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $37.9M increase.
  • Karpus Investment Management's biggest Q3 2023 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $16.8M.
  • Karpus Investment Management fully exited abrdn Income Credit Strategies Fund in Q3 2023, selling an estimated $10.5M.
  • Karpus Investment Management's ten largest holdings make up 39% of its $2.98B portfolio in Q3 2023.
  • Karpus Investment Management opened 13 new positions and closed 54 in Q3 2023.
  • Karpus Investment Management's portfolio value fell 6.5% quarter-over-quarter to $2.98B.

Based on Karpus Investment Management's 13F filing for Q3 2023, filed 9 Nov 2023.