We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$21.2M
Cap. Flow
+$129M
Cap. Flow %
5.99%
Top 10 Hldgs %
31.38%
Holding
220
New
23
Increased
87
Reduced
77
Closed
16

Top Buys

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$50.8M
2
GAB icon
Gabelli Equity Trust
GAB
+$18.9M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$16.5M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.1M
5
VB icon
Vanguard Small-Cap ETF
VB
+$14.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.7M
2
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$18M
4
SMM
Salient Midstream & MLP Fund
SMM
+$10M
5
BND icon
Vanguard Total Bond Market
BND
+$8.84M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Industrials 0.48%
3 Consumer Staples 0.07%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACG
1
DELISTED
AllianceBernstein Income Fund Inc
ACG
$144M 6.68%
18,291,668
+6,556,786
+56% +$50.8M
VOO icon
2
Vanguard S&P 500 ETF
VOO
$971B
$143M 6.63%
813,049
-401,828
-33% -$74.7M
VGK icon
3
Vanguard FTSE Europe ETF
VGK
$30.2B
$79.8M 3.7%
1,622,191
-73,493
-4% -$3.89M
BKT icon
4
BlackRock Income Trust
BKT
$331M
$55.9M 2.59%
2,951,882
+32,989
+1% +$628K
VB icon
5
Vanguard Small-Cap ETF
VB
$80.2B
$46M 2.14%
426,506
+120,162
+39% +$14.1M
NZF icon
6
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$43.4M 2.02%
3,203,450
+72,200
+2% +$976K
GAM
7
General American Investors Company
GAM
$1.54B
$43.3M 2.01%
1,397,275
+212,728
+18% +$7.08M
MTS
8
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$41.2M 1.91%
2,368,422
+232,623
+11% +$3.94M
EIM
9
Eaton Vance Municipal Bond Fund
EIM
$493M
$40.7M 1.89%
3,251,303
+51,543
+2% +$638K
VKQ icon
10
Invesco Municipal Trust
VKQ
$541M
$38.8M 1.8%
3,157,185
+333,533
+12% +$4.04M
TY icon
11
TRI-Continental Corp
TY
$1.86B
$38.3M 1.78%
1,962,649
+165,313
+9% +$3.4M
BDJ icon
12
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$35.1M 1.63%
4,877,985
+802,387
+20% +$6.14M
BHK icon
13
BlackRock Core Bond Trust
BHK
$646M
$34.9M 1.62%
2,702,785
+215,290
+9% +$2.75M
ADX icon
14
Adams Diversified Equity Fund
ADX
$3.08B
$34.9M 1.62%
2,736,089
+60,236
+2% +$820K
GAB icon
15
Gabelli Equity Trust
GAB
$1.76B
$32.7M 1.52%
6,465,791
+3,317,100
+105% +$18.9M
USA icon
16
Liberty All-Star Equity Fund
USA
$1.79B
$30.8M 1.43%
6,053,520
+425,983
+8% +$2.34M
IQI icon
17
Invesco Quality Municipal Securities
IQI
$526M
$30.3M 1.41%
2,494,135
+411,942
+20% +$4.91M
VTI icon
18
Vanguard Total Stock Market ETF
VTI
$656B
$27.4M 1.27%
277,479
+134,333
+94% +$14.1M
VPL icon
19
Vanguard FTSE Pacific ETF
VPL
$7.89B
$26.4M 1.22%
490,817
-34,857
-7% -$2.02M
NIQ
20
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$26.3M 1.22%
2,115,728
+243,105
+13% +$2.99M
VBF icon
21
Invesco Bond Fund
VBF
$168M
$26.1M 1.21%
1,482,671
+180,229
+14% +$3.16M
ICB
22
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$25.1M 1.17%
1,443,560
+172,135
+14% +$2.99M
BTZ icon
23
BlackRock Credit Allocation Income Trust
BTZ
$933M
$24.3M 1.13%
2,000,424
+535,588
+37% +$6.64M
VMO icon
24
Invesco Municipal Opportunity Trust
VMO
$653M
$24.1M 1.12%
1,916,115
-16,000
-0.8% -$199K
MIN
25
Aberdeen Intermediate Income Fund
MIN
$273M
$23.9M 1.11%
5,251,177
+1,944,190
+59% +$8.89M
1
2 3 4 5

Similar funds

YCM
Yaupon Capital Management New York $3.2B AUM 46.52% 1-Year Est. Return
SC
SummitTX Capital Fort Worth, Texas $3.2B AUM 41.22% 1-Year Est. Return
HCM
Himalaya Capital Management Seattle, Washington $3.2B AUM 32.2% 1-Year Est. Return
BIG
Brooklyn Investment Group Brooklyn, New York $3.2B AUM 26.32% 1-Year Est. Return
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.21B AUM 22.76% 1-Year Est. Return
MHC
Meyer Handelman Company Rye Brook, New York $3.22B AUM 24.51% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
DCM
DME Capital Management New York $3.19B AUM 23.22% 1-Year Est. Return

Karpus Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Karpus Investment Management held 220 positions worth $2.15B, up 0.99% from $2.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management deployed $129M of net new capital in Q3 2015, opening 23 new positions and adding to 87 existing holdings. Its largest new stake was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, down from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $74.7M trimmed.

  • Karpus Investment Management's largest Q3 2015 buy was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.
  • Karpus Investment Management added most to AllianceBernstein Income Fund Inc in Q3 2015, an estimated $50.8M increase.
  • Karpus Investment Management's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $74.7M.
  • Karpus Investment Management fully exited MFS HIGH INCOME MUNI TR I in Q3 2015, selling an estimated $21.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.15B portfolio in Q3 2015.
  • Karpus Investment Management opened 23 new positions and closed 16 in Q3 2015.
  • Karpus Investment Management's portfolio value rose 0.99% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.