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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-1.92%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.06B
AUM Growth
-$18.1M
Cap. Flow
+$24.6M
Cap. Flow %
1.19%
Top 10 Hldgs %
37.19%
Holding
190
New
11
Increased
66
Reduced
81
Closed
10

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$11.4M
2
MTS
MONTGOMERY STR INCOME SECS
MTS
+$10.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.93M
4
SWZ
Swiss Helvetia Fund
SWZ
+$5.34M
5
ICB
Morgan Stanley Income Sec. Inc
ICB
+$5.16M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.6M
2
NQU
NUVEEN QUALITY INCOME MUNI FD
NQU
+$8.58M
3
IDE
Voya Infrastructure, Industrials and Materials Fund
IDE
+$6.24M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$6.03M
5
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$5.86M

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 0.36%
3 Energy 0.06%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKG
176
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$190K 0.01%
14,900
– –
MQT
177
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$167K 0.01%
13,078
– –
NNP
178
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$162K 0.01%
+11,639
New +$164K
MIY icon
179
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$160K 0.01%
11,976
– –
BGY icon
180
BlackRock Enhanced International Dividend Trust
BGY
$529M
$115K 0.01%
15,260
-741,397
-98% -$5.86M
CVX icon
181
Chevron
CVX
$366B
– –
-1,667
Closed -$218K
EWH icon
182
iShares MSCI Hong Kong ETF
EWH
$1.22B
– –
-20,270
Closed -$423K
HQH
183
abrdn Healthcare Investors
HQH
$1.32B
– –
-40,569
Closed -$1.05M
HQL
184
abrdn Life Sciences Investors
HQL
$627M
– –
-17,500
Closed -$363K
IAE
185
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.1M
– –
-195,477
Closed -$2.61M
IEI icon
186
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-3,808
Closed -$464K
IGD
187
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
– –
-153,895
Closed -$1.49M
EGF
188
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
– –
-41,860
Closed -$598K
LOR
189
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-70,056
Closed -$1.06M
AGC
190
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-45,900
Closed -$352K
4 5 6 7
8

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Karpus Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Karpus Investment Management held 190 positions worth $2.06B, down 0.87% from $2.08B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management's Q3 2014 filing shows 11 new, 66 increased, 81 reduced and 10 closed positions. Its largest new stake was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $12.6M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Industrials and Energy.

  • Karpus Investment Management's largest Q3 2014 buy was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M.
  • Karpus Investment Management added most to Vanguard FTSE Europe ETF in Q3 2014, an estimated $11.4M increase.
  • Karpus Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $12.6M.
  • Karpus Investment Management fully exited Voya Asia Pacific High Dividend Equity Income Fund in Q3 2014, selling an estimated $2.61M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.06B portfolio in Q3 2014.
  • Karpus Investment Management opened 11 new positions and closed 10 in Q3 2014.
  • Karpus Investment Management's portfolio value fell 0.87% quarter-over-quarter to $2.06B.

Based on Karpus Investment Management's 13F filing for Q3 2014, filed 17 Nov 2014.