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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.93B
AUM Growth
+$128M
Cap. Flow
+$88M
Cap. Flow %
4.57%
Top 10 Hldgs %
36.58%
Holding
222
New
17
Increased
82
Reduced
81
Closed
31

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$13.1M
3
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$11.6M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$11M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$9.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$32M
2
SPE
Special Opportunities Fund
SPE
+$12.5M
3
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$11.2M
4
MBB icon
iShares MBS ETF
MBB
+$9.68M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.15M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.48%
2 Financials 16.91%
3 Industrials 0.45%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAI
126
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$1.6M 0.08%
77,011
+3,046
+4% +$63.9K
SGL
127
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$1.57M 0.08%
170,930
-4,755
-3% -$43.1K
PCF
128
High Income Securities Fund
PCF
$101M
$1.53M 0.08%
183,359
-8,581
-4% -$71.5K
NTC
129
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$1.51M 0.08%
123,810
+13,036
+12% +$157K
NXP icon
130
Nuveen Select Tax-Free Income Portfolio
NXP
$848M
$1.46M 0.08%
108,525
-5,250
-5% -$70.4K
EMI
131
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.44M 0.08%
120,354
+12,134
+11% +$141K
NXJ
132
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$1.31M 0.07%
99,186
+54,085
+120% +$703K
IHD
133
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$1.29M 0.07%
108,213
+19,228
+22% +$220K
IGA
134
Voya Global Advantage and Premium Opportunity Fund
IGA
$163M
$1.26M 0.07%
+105,096
New +$1.24M
NUM
135
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1.25M 0.06%
92,272
+21,370
+30% +$283K
TWN
136
Taiwan Fund
TWN
$556M
$1.23M 0.06%
65,079
-2,562
-4% -$48.1K
LOR
137
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1.18M 0.06%
+84,469
New +$1.18M
NPF
138
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$1.18M 0.06%
89,513
-50
-0.1% -$657
NXR
139
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1.15M 0.06%
83,986
-13,397
-14% -$180K
NIO
140
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.12M 0.06%
81,086
-66,509
-45% -$905K
BSE
141
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$1.07M 0.06%
83,467
+101
+0.1% +$1.27K
BAF
142
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$1.03M 0.05%
74,845
+2,097
+3% +$28.3K
JEQ
143
DELISTED
abrdn Japan Equity Fund
JEQ
$991K 0.05%
151,768
-123,746
-45% -$813K
MXE
144
Mexico Equity and Income Fund
MXE
$58.6M
$989K 0.05%
68,143
-31,638
-32% -$453K
NUJ
145
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$954K 0.05%
73,634
+62,518
+562% +$789K
AGC
146
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$936K 0.05%
123,803
-1,800
-1% -$13.7K
EWH icon
147
iShares MSCI Hong Kong ETF
EWH
$1.16B
$821K 0.04%
41,497
-25,668
-38% -$507K
ETX
148
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
$700K 0.04%
44,600
-2,100
-4% -$32.8K
VFL
149
DELISTED
abrdn National Municipal Income Fund
VFL
$684K 0.04%
55,351
-5,700
-9% -$69.4K
IBM icon
150
IBM
IBM
$234B
$674K 0.04%
3,665
– –
4 5
6
7 8

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Karpus Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Karpus Investment Management held 222 positions worth $1.93B, up 7.1% from $1.8B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management deployed $88M of net new capital in Q1 2014, opening 17 new positions and adding to 82 existing holdings. Its largest new stake was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 82% of assets, down from 83% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $32M trimmed.

  • Karpus Investment Management's largest Q1 2014 buy was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.
  • Karpus Investment Management added most to Vanguard S&P 500 ETF in Q1 2014, an estimated $23M increase.
  • Karpus Investment Management's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $32M.
  • Karpus Investment Management fully exited iShares MBS ETF in Q1 2014, selling an estimated $9.68M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $1.93B portfolio in Q1 2014.
  • Karpus Investment Management opened 17 new positions and closed 31 in Q1 2014.
  • Karpus Investment Management's portfolio value rose 7.1% quarter-over-quarter to $1.93B.

Based on Karpus Investment Management's 13F filing for Q1 2014, filed 15 May 2014.