We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-1.92%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.06B
AUM Growth
-$18.1M
Cap. Flow
+$24.6M
Cap. Flow %
1.19%
Top 10 Hldgs %
37.19%
Holding
190
New
11
Increased
66
Reduced
81
Closed
10

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$11.4M
2
MTS
MONTGOMERY STR INCOME SECS
MTS
+$10.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.93M
4
SWZ
Swiss Helvetia Fund
SWZ
+$5.34M
5
ICB
Morgan Stanley Income Sec. Inc
ICB
+$5.16M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.6M
2
NQU
NUVEEN QUALITY INCOME MUNI FD
NQU
+$8.58M
3
IDE
Voya Infrastructure, Industrials and Materials Fund
IDE
+$6.24M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$6.03M
5
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$5.86M

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 0.36%
3 Energy 0.06%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXH
101
DELISTED
MFS Investment Grade Municipal Trust
CXH
$2.53M 0.12%
276,766
-2,367
-0.8% -$21.7K
GAB icon
102
Gabelli Equity Trust
GAB
$1.79B
$2.5M 0.12%
+403,753
New +$2.79M
MFT
103
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$2.33M 0.11%
174,997
+1,583
+0.9% +$21.2K
NAD icon
104
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$2.12M 0.1%
153,400
-5,500
-3% -$76.1K
LGI
105
Lazard Global Total Return & Income Fund
LGI
$240M
$2.11M 0.1%
121,585
-66,911
-35% -$1.21M
LAQ
106
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$2.1M 0.1%
76,779
+6,855
+10% +$207K
MIE
107
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$2.06M 0.1%
+97,400
New +$2.07M
DTF
108
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
$1.95M 0.09%
129,868
-4,200
-3% -$65.6K
MYM
109
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$1.89M 0.09%
150,938
-2,700
-2% -$34.1K
JFC
110
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$1.87M 0.09%
123,015
-4,282
-3% -$68K
FFA
111
First Trust Enhanced Equity Income Fund
FFA
$467M
$1.85M 0.09%
129,338
-89,168
-41% -$1.29M
IGSB icon
112
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$1.79M 0.09%
34,000
-2,550
-7% -$134K
NPF
113
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$1.69M 0.08%
125,813
+36,400
+41% +$491K
NMY
114
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$1.68M 0.08%
134,623
-2,400
-2% -$30.2K
BAF
115
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$1.6M 0.08%
113,219
+22,284
+25% +$312K
EWQ icon
116
iShares MSCI France ETF
EWQ
$335M
$1.56M 0.08%
58,940
-7,629
-11% -$211K
NTC
117
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$1.52M 0.07%
122,310
-1,500
-1% -$18.8K
SOR
118
Source Capital
SOR
$385M
$1.51M 0.07%
23,263
+13,571
+140% +$922K
EMI
119
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.47M 0.07%
118,354
-4,588
-4% -$56.8K
BYM
120
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$1.41M 0.07%
+101,660
New +$1.4M
JEQ
121
DELISTED
abrdn Japan Equity Fund
JEQ
$1.4M 0.07%
196,611
+17,856
+10% +$129K
NXP icon
122
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$1.34M 0.06%
96,860
-11,643
-11% -$161K
NXJ
123
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$1.33M 0.06%
99,186
+400
+0.4% +$5.39K
XOM icon
124
ExxonMobil
XOM
$634B
$1.32M 0.06%
14,019
– –
BSE
125
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$1.3M 0.06%
99,699
+8,932
+10% +$116K
3 4
5
6 7

Similar funds

YCM
Yaupon Capital Management New York $3.2B AUM 46.52% 1-Year Est. Return
SC
SummitTX Capital Fort Worth, Texas $3.2B AUM 41.22% 1-Year Est. Return
HCM
Himalaya Capital Management Seattle, Washington $3.2B AUM 32.2% 1-Year Est. Return
BIG
Brooklyn Investment Group Brooklyn, New York $3.2B AUM 26.32% 1-Year Est. Return
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.21B AUM 22.76% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
DCM
DME Capital Management New York $3.19B AUM 23.22% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return

Karpus Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Karpus Investment Management held 190 positions worth $2.06B, down 0.87% from $2.08B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management's Q3 2014 filing shows 11 new, 66 increased, 81 reduced and 10 closed positions. Its largest new stake was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $12.6M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Industrials and Energy.

  • Karpus Investment Management's largest Q3 2014 buy was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M.
  • Karpus Investment Management added most to Vanguard FTSE Europe ETF in Q3 2014, an estimated $11.4M increase.
  • Karpus Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $12.6M.
  • Karpus Investment Management fully exited Voya Asia Pacific High Dividend Equity Income Fund in Q3 2014, selling an estimated $2.61M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.06B portfolio in Q3 2014.
  • Karpus Investment Management opened 11 new positions and closed 10 in Q3 2014.
  • Karpus Investment Management's portfolio value fell 0.87% quarter-over-quarter to $2.06B.

Based on Karpus Investment Management's 13F filing for Q3 2014, filed 17 Nov 2014.