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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-1.92%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.06B
AUM Growth
-$18.1M
Cap. Flow
+$24.6M
Cap. Flow %
1.19%
Top 10 Hldgs %
37.19%
Holding
190
New
11
Increased
66
Reduced
81
Closed
10

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$11.4M
2
MTS
MONTGOMERY STR INCOME SECS
MTS
+$10.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.93M
4
SWZ
Swiss Helvetia Fund
SWZ
+$5.34M
5
ICB
Morgan Stanley Income Sec. Inc
ICB
+$5.16M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.6M
2
NQU
NUVEEN QUALITY INCOME MUNI FD
NQU
+$8.58M
3
IDE
Voya Infrastructure, Industrials and Materials Fund
IDE
+$6.24M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$6.03M
5
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$5.86M

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 0.36%
3 Energy 0.06%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGR icon
76
BlackRock Energy and Resources Trust
BGR
$405M
$5.97M 0.29%
249,447
-74,461
-23% -$1.94M
ENX
77
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$5.66M 0.27%
458,873
+97,929
+27% +$1.21M
BND icon
78
Vanguard Total Bond Market
BND
$161B
$5.61M 0.27%
68,474
-33,345
-33% -$2.73M
EWJ icon
79
iShares MSCI Japan ETF
EWJ
$22.8B
$5.52M 0.27%
117,225
-12,380
-10% -$592K
BTT icon
80
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$5.34M 0.26%
268,727
+241,152
+875% +$4.75M
EEA
81
European Equity Fund
EEA
$76.6M
$5.3M 0.26%
645,690
-9,270
-1% -$79.6K
MUE
82
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$5.29M 0.26%
398,680
+370,180
+1,299% +$4.84M
EVM
83
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$5.25M 0.25%
463,038
-5,225
-1% -$60.2K
STEW
84
SRH Total Return Fund
STEW
$1.81B
$4.92M 0.24%
557,132
+11,490
+2% +$101K
JLS icon
85
Nuveen Mortgage and Income Fund
JLS
$94.7M
$4.58M 0.22%
192,775
-125
-0.1% -$3.02K
TDF
86
Templeton Dragon Fund
TDF
$280M
$4.27M 0.21%
165,759
-8,098
-5% -$219K
MUS
87
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$4.17M 0.2%
321,430
+12,727
+4% +$165K
GGZ
88
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$4.05M 0.2%
+395,511
New +$4.15M
MSF
89
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$3.89M 0.19%
251,364
-3,627
-1% -$58.8K
PAI
90
Western Asset Investment Grade Income Fund
PAI
$114M
$3.86M 0.19%
288,224
+37,604
+15% +$512K
ETX
91
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$3.84M 0.19%
221,439
+134,784
+156% +$2.29M
JGV
92
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$3.78M 0.18%
283,044
-8,230
-3% -$117K
NQP
93
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$3.69M 0.18%
270,816
-2,347
-0.9% -$32.2K
NRK icon
94
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$3.28M 0.16%
256,532
+71,000
+38% +$921K
AYN
95
DELISTED
Alliance New York Income Fund
AYN
$3.28M 0.16%
260,851
+19,322
+8% +$244K
NID
96
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$3.19M 0.15%
256,144
-27,366
-10% -$340K
TAI
97
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$3.18M 0.15%
155,798
+108,893
+232% +$2.26M
IDE
98
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$3.01M 0.15%
175,711
-344,492
-66% -$6.24M
RVT icon
99
Royce Value Trust
RVT
$2.3B
$2.74M 0.13%
189,248
-50,459
-21% -$783K
APF
100
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$2.61M 0.13%
159,752
-3,406
-2% -$58K
2 3
4
5 6

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Karpus Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Karpus Investment Management held 190 positions worth $2.06B, down 0.87% from $2.08B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management's Q3 2014 filing shows 11 new, 66 increased, 81 reduced and 10 closed positions. Its largest new stake was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $12.6M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Industrials and Energy.

  • Karpus Investment Management's largest Q3 2014 buy was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M.
  • Karpus Investment Management added most to Vanguard FTSE Europe ETF in Q3 2014, an estimated $11.4M increase.
  • Karpus Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $12.6M.
  • Karpus Investment Management fully exited Voya Asia Pacific High Dividend Equity Income Fund in Q3 2014, selling an estimated $2.61M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.06B portfolio in Q3 2014.
  • Karpus Investment Management opened 11 new positions and closed 10 in Q3 2014.
  • Karpus Investment Management's portfolio value fell 0.87% quarter-over-quarter to $2.06B.

Based on Karpus Investment Management's 13F filing for Q3 2014, filed 17 Nov 2014.