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GC

Guggenheim Capital Portfolio holdings

AUM $15.9B
1-Year Est. Return 53.4%
This Fund
S&P 500
This Quarter Est. Return
+0.21%
1 Year Est. Return
+53.4%
3 Year Est. Return
+130.81%
5 Year Est. Return
+157.54%
10 Year Est. Return
+495.91%
AUM
$12.9B
AUM Growth
-$1.07B
Cap. Flow
-$796M
Cap. Flow %
-6.17%
Top 10 Hldgs %
19.32%
Holding
1,827
New
87
Increased
761
Reduced
739
Closed
231
Avg Time Held Equity + Options
28.7 quarters
Top 10 Avg Time Held Equity + Options
21.6 quarters
Top 20 Avg Time Held Equity + Options
20 quarters
Avg Time Held Equity only
28.7 quarters
Top 10 Avg Time Held Equity only
21.5 quarters
Top 20 Avg Time Held Equity only
20.1 quarters

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$114M
2
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$15.2M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.98M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$8.76M
5
MUA icon
BlackRock MuniAssets Fund
MUA
+$8.75M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$96.9M
2
NVDA icon
NVIDIA
NVDA
+$96.7M
3
AAPL icon
Apple
AAPL
+$79.4M
4
MSFT icon
Microsoft
MSFT
+$58.8M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$46.1M

Sector Composition

Rank Sector Weight
1 Technology 26.24%
2 Miscellaneous 19.65%
3 Healthcare 8.46%
4 Consumer Discretionary 7.42%
5 Communication Services 7.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NVDA icon
1
NVIDIA
NVDA
$5.47T
$451M 3.5%
2,587,932
-526,829
-17% -$96.7M
2013 Q2
51 quarters
AAPL icon
2
Apple
AAPL
$4.96T
$372M 2.88%
1,463,999
-304,986
-17% -$79.4M
2013 Q2
51 quarters
MSFT icon
3
Microsoft
MSFT
$4.01T
$298M 2.31%
803,701
-140,633
-15% -$58.8M
2013 Q2
51 quarters
AVGO icon
4
Broadcom
AVGO
$1.7T
$241M 1.87%
778,536
-81,866
-10% -$26.9M
2013 Q2
51 quarters
AMZN icon
5
Amazon
AMZN
$2.81T
$224M 1.73%
1,073,678
-204,017
-16% -$44.9M
2013 Q2
51 quarters
GOOGL icon
6
Alphabet (Google) Class A
GOOGL
$4.33T
$207M 1.6%
718,745
-146,577
-17% -$46.1M
2015 Q4
41 quarters
META icon
7
Meta Platforms (Facebook)
META
$1.9T
$188M 1.46%
329,350
-57,992
-15% -$37.2M
2013 Q2
51 quarters
LRCX icon
8
Lam Research
LRCX
$391B
$174M 1.35%
813,760
-79,308
-9% -$17.7M
2013 Q2
51 quarters
SPY icon
9
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$168M 1.31%
258,700
+15,400
+6% +$10.5M
2019 Q4
25 quarters
SPY icon
10
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$168M 1.31%
258,700
+15,400
+6% +$10.5M
2019 Q4
25 quarters
WMT icon
11
Walmart Inc
WMT
$892B
$158M 1.23%
1,271,869
+932,076
+274% +$114M
2013 Q2
51 quarters
MU icon
12
Micron Technology
MU
$1.13T
$149M 1.15%
440,292
-79,783
-15% -$31.3M
2013 Q2
51 quarters
TSLA icon
13
Tesla
TSLA
$1.5T
$143M 1.11%
385,982
-24,374
-6% -$10M
2013 Q2
51 quarters
AMAT icon
14
Applied Materials
AMAT
$397B
$142M 1.1%
415,518
-69,509
-14% -$23.4M
2013 Q2
51 quarters
COST icon
15
Costco
COST
$424B
$134M 1.04%
134,581
-19,657
-13% -$19.2M
2013 Q2
51 quarters
CSCO icon
16
Cisco
CSCO
$454B
$129M 1%
1,663,935
-223,190
-12% -$17.5M
2013 Q2
51 quarters
GOOG icon
17
Alphabet (Google) Class C
GOOG
$4.29T
$122M 0.95%
425,584
-108,956
-20% -$34.2M
2013 Q2
51 quarters
AMD icon
18
Advanced Micro Devices
AMD
$967B
$108M 0.84%
529,463
-67,086
-11% -$14.3M
2013 Q2
51 quarters
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$96.7M 0.75%
148,649
-36,298
-20% -$24.7M
2013 Q2
51 quarters
NFLX icon
20
Netflix
NFLX
$295B
$96.5M 0.75%
1,003,124
-179,498
-15% -$15.8M
2013 Q2
51 quarters
MRK icon
21
Merck
MRK
$358B
$95.6M 0.74%
794,868
+21,150
+3% +$2.44M
2013 Q2
51 quarters
WM icon
22
Waste Management
WM
$84.2B
$86.3M 0.67%
375,486
-3,120
-0.8% -$717K
2013 Q2
51 quarters
QCOM icon
23
Qualcomm
QCOM
$186B
$85.4M 0.66%
663,467
-89,811
-12% -$13.1M
2013 Q2
51 quarters
PEP icon
24
PepsiCo
PEP
$173B
$85.4M 0.66%
550,120
-51,262
-9% -$7.99M
2013 Q2
51 quarters
V icon
25
Visa
V
$734B
$81.9M 0.64%
270,953
-11,425
-4% -$3.67M
2013 Q2
51 quarters
1
2 3 4 5

Similar funds

SP
SIH Partners Wilmington, Delaware $15.9B AUM 46.78% 1-Year Est. Return
BPC
Banque Pictet & Cie Geneva 73, Switzerland $16B AUM 29.1% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $16B AUM 37.57% 1-Year Est. Return
OTPPB
Ontario Teachers' Pension Plan Board Toronto, Ontario, Canada $15.8B AUM 1.29% 1-Year Est. Return
PAS
Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return
BBVA
Banco Bilbao Vizcaya Argentaria Madrid, Spain $16.1B AUM 40.83% 1-Year Est. Return
BS
Banco Santander Madrid, Spain $16.1B AUM 35.02% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $15.7B AUM 36.4% 1-Year Est. Return

Guggenheim Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Guggenheim Capital held 1,827 positions worth $12.9B, down 7.7% from $14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $796M in Q1 2026, closing 231 positions and reducing 739 holdings. Its most notable exit was Nuveen S&P 500 Buy-Write Income Fund, an estimated $8.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 29% a quarter earlier, followed by Miscellaneous and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Energy Transfer LP Series I Preferred Units worth $4.06M.

  • Guggenheim Capital's largest Q1 2026 buy was Energy Transfer LP Series I Preferred Units: 350,626 shares worth $4.06M.
  • Guggenheim Capital added most to Walmart Inc in Q1 2026, an estimated $114M increase.
  • Guggenheim Capital's biggest Q1 2026 reduction was iShares Silver Trust, cutting an estimated $96.9M.
  • Guggenheim Capital fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $8.6M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $12.9B portfolio in Q1 2026.
  • Guggenheim Capital opened 87 new positions and closed 231 in Q1 2026.
  • Guggenheim Capital's portfolio value fell 7.7% quarter-over-quarter to $12.9B.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.