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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDD icon
2451
First Trust STOXX European Select Dividend Income Fund
FDD
$901M
$447K ﹤0.01%
+37,681
New +$437K
OSPN icon
2452
OneSpan
OSPN
$598M
$447K ﹤0.01%
32,779
+3,832
+13% +$57.6K
PFS icon
2453
Provident Financial Services
PFS
$3.23B
$447K ﹤0.01%
15,794
+86
+0.5% +$2.14K
NBH
2454
Neuberger Municipal Fund Inc
NBH
$301M
$446K ﹤0.01%
27,436
-1,495
-5% -$23.4K
EVG
2455
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$444K ﹤0.01%
32,069
-8,672
-21% -$117K
BBL
2456
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$444K ﹤0.01%
14,114
-2,886
-17% -$91.7K
HAPN
2457
Happen Inc
HAPN
$2.27B
$443K ﹤0.01%
16,846
-4,061
-19% -$111K
ICAD
2458
DELISTED
iCAD Inc
ICAD
$439K ﹤0.01%
135,398
+29,066
+27% +$110K
VPL icon
2459
Vanguard FTSE Pacific ETF
VPL
$8.32B
$439K ﹤0.01%
+7,556
New +$450K
MITT
2460
TPG Mortgage Investment Trust
MITT
$222M
$438K ﹤0.01%
8,526
-6,615
-44% -$327K
TDY icon
2461
Teledyne Technologies
TDY
$31.9B
$438K ﹤0.01%
3,560
-293
-8% -$33.9K
AUO
2462
DELISTED
AU Optronics Corp
AUO
$438K ﹤0.01%
123,698
-21,436
-15% -$79.2K
SID icon
2463
Companhia Siderúrgica Nacional
SID
$1.25B
$437K ﹤0.01%
135,536
-66,590
-33% -$217K
GUNR icon
2464
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.27B
$430K ﹤0.01%
+15,000
New +$420K
RPT
2465
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$430K ﹤0.01%
25,975
-3,600
-12% -$61.4K
OUT icon
2466
Outfront Media
OUT
$5.48B
$429K ﹤0.01%
17,519
+2,474
+16% +$56.8K
APOL
2467
DELISTED
Apollo Education Group Inc Class A
APOL
$427K ﹤0.01%
43,082
+81
+0.2% +$739
WES icon
2468
Western Midstream Partners
WES
$19.4B
$423K ﹤0.01%
9,989
-435
-4% -$18.7K
WCC
2469
WESCO International
WCC
$18.1B
$418K ﹤0.01%
6,279
-34,530
-85% -$2.19M
CTLT
2470
DELISTED
CATALENT, INC.
CTLT
$417K ﹤0.01%
15,490
-8,500
-35% -$211K
VG
2471
DELISTED
Vonage Holdings Corporation
VG
$415K ﹤0.01%
60,668
-104,445
-63% -$691K
QSR icon
2472
Restaurant Brands International
QSR
$25.3B
$414K ﹤0.01%
+8,678
New +$400K
CSOD
2473
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$414K ﹤0.01%
9,776
+2,617
+37% +$104K
HELE icon
2474
Helen of Troy
HELE
$671M
$411K ﹤0.01%
4,858
-72,647
-94% -$6.08M
BZUN
2475
Baozun
BZUN
$169M
$410K ﹤0.01%
+33,997
New +$490K
97 98
99
100 101

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.