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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPE
2426
DELISTED
Callon Petroleum Company
CPE
$445K ﹤0.01%
2,835
-559
-16% -$73.9K
NVEC icon
2427
NVE Corp
NVEC
$613M
$444K ﹤0.01%
7,520
-422
-5% -$24.5K
CMBS icon
2428
iShares CMBS ETF
CMBS
$473M
$443K ﹤0.01%
+8,353
New +$444K
MIDD icon
2429
Middleby
MIDD
$6.12B
$443K ﹤0.01%
3,580
+390
+12% +$47.9K
WES icon
2430
Western Midstream Partners
WES
$19.1B
$443K ﹤0.01%
10,424
+2,691
+35% +$101K
WWD icon
2431
Woodward
WWD
$22B
$442K ﹤0.01%
7,072
+1,156
+20% +$69.5K
MTDR icon
2432
Matador Resources
MTDR
$5.84B
$440K ﹤0.01%
18,092
-2,864
-14% -$62.9K
CTT
2433
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$440K ﹤0.01%
37,688
-4,122
-10% -$48.7K
OAK
2434
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$439K ﹤0.01%
10,365
-1,911
-16% -$85.5K
WSR
2435
DELISTED
Whitestone REIT
WSR
$438K ﹤0.01%
31,610
-47,167
-60% -$705K
CS
2436
DELISTED
Credit Suisse Group
CS
$437K ﹤0.01%
33,224
-16,399
-33% -$198K
MDC
2437
DELISTED
M.D.C. Holdings, Inc.
MDC
$436K ﹤0.01%
23,498
+3,525
+18% +$65.5K
AYR
2438
DELISTED
Aircastle Ltd
AYR
$436K ﹤0.01%
+21,941
New +$460K
IGR
2439
CBRE Global Real Estate Income Fund
IGR
$710M
$433K ﹤0.01%
51,592
-10,938
-17% -$92K
CHUBK
2440
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$433K ﹤0.01%
+27,225
New +$385K
MPSX
2441
DELISTED
Multi Packaging Solutions Intl.
MPSX
$429K ﹤0.01%
29,781
+7,474
+34% +$106K
GNCMA
2442
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$428K ﹤0.01%
31,163
-45,062
-59% -$642K
SPFF icon
2443
Global X SuperIncome Preferred ETF
SPFF
$142M
$424K ﹤0.01%
31,469
-10,129
-24% -$138K
AMID
2444
DELISTED
American Midstream Partners, LP
AMID
$423K ﹤0.01%
28,646
+8,089
+39% +$103K
BBVA icon
2445
Banco Bilbao Vizcaya Argentaria
BBVA
$155B
$422K ﹤0.01%
72,025
-23,463
-25% -$136K
SAFT icon
2446
Safety Insurance
SAFT
$1.52B
$422K ﹤0.01%
6,275
+39
+0.6% +$2.54K
BATRK icon
2447
Atlanta Braves Holdings Series B
BATRK
$3.19B
$421K ﹤0.01%
24,202
-3,083
-11% -$50.1K
KB icon
2448
KB Financial Group
KB
$42.4B
$421K ﹤0.01%
12,310
+1,630
+15% +$53.4K
PEB icon
2449
Pebblebrook Hotel Trust
PEB
$2.15B
$416K ﹤0.01%
15,659
-4,901
-24% -$141K
TDY icon
2450
Teledyne Technologies
TDY
$31.7B
$416K ﹤0.01%
3,853
+260
+7% +$27.4K
96 97
98
99 100

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.