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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAIA icon
2401
Saia
SAIA
$9.39B
$479K ﹤0.01%
7,656
+1,922
+34% +$106K
RPT
2402
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$477K ﹤0.01%
36,658
-300
-0.8% -$4.01K
CTT
2403
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$475K ﹤0.01%
37,685
-604
-2% -$7.04K
TSI
2404
TCW Strategic Income Fund
TSI
$212M
$473K ﹤0.01%
81,573
-5,020
-6% -$28.5K
NYT icon
2405
New York Times
NYT
$12.2B
$472K ﹤0.01%
24,115
-11,912
-33% -$222K
MED icon
2406
Medifast
MED
$109M
$469K ﹤0.01%
+7,897
New +$393K
ALR
2407
DELISTED
Alere Inc
ALR
$465K ﹤0.01%
9,103
-33,189
-78% -$1.66M
CLH icon
2408
Clean Harbors
CLH
$16.4B
$464K ﹤0.01%
8,191
+2,765
+51% +$151K
AKR icon
2409
Acadia Realty Trust
AKR
$3.08B
$462K ﹤0.01%
16,136
-11,229
-41% -$325K
NGL icon
2410
NGL Energy Partners
NGL
$2B
$462K ﹤0.01%
39,935
-4,494
-10% -$49.7K
BRKR icon
2411
Bruker
BRKR
$9.71B
$461K ﹤0.01%
15,478
+1,420
+10% +$40.9K
OPK icon
2412
Opko Health
OPK
$993M
$461K ﹤0.01%
67,260
-541,457
-89% -$3.41M
TRUE
2413
DELISTED
TrueCar
TRUE
$461K ﹤0.01%
29,322
+8,561
+41% +$153K
BKI
2414
DELISTED
Black Knight, Inc. Common Stock
BKI
$460K ﹤0.01%
10,693
-6,537
-38% -$277K
HPI
2415
John Hancock Preferred Income Fund
HPI
$431M
$459K ﹤0.01%
20,923
-5,110
-20% -$112K
PGRE
2416
DELISTED
Paramount Group
PGRE
$459K ﹤0.01%
28,680
-13,945
-33% -$222K
VECO icon
2417
Veeco
VECO
$3.08B
$459K ﹤0.01%
21,528
-1,072
-5% -$25.6K
PII icon
2418
Polaris
PII
$4.03B
$457K ﹤0.01%
4,357
-5,091
-54% -$482K
POWI icon
2419
Power Integrations
POWI
$3.35B
$455K ﹤0.01%
12,450
-10,984
-47% -$401K
CATO icon
2420
Cato Corp
CATO
$68.9M
$454K ﹤0.01%
34,344
+5,855
+21% +$87.8K
ELD icon
2421
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
$454K ﹤0.01%
11,769
-12,978
-52% -$501K
THRM icon
2422
Gentherm
THRM
$1.27B
$453K ﹤0.01%
12,165
+4,216
+53% +$144K
CCMP
2423
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$453K ﹤0.01%
5,674
-4,172
-42% -$307K
BKD icon
2424
Brookdale Senior Living
BKD
$3.5B
$450K ﹤0.01%
42,553
+7,236
+20% +$91.5K
EMBJ
2425
Embraer S.A. ADS
EMBJ
$12.7B
$450K ﹤0.01%
19,876
-4,833
-20% -$103K
95 96
97
98 99

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.