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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSTR icon
2401
Strategy Inc
MSTR
$37.2B
$520K ﹤0.01%
+26,320
New +$498K
INDB icon
2402
Independent Bank
INDB
$4B
$519K ﹤0.01%
+7,365
New +$452K
NATI
2403
DELISTED
National Instruments Corp
NATI
$519K ﹤0.01%
16,846
+5,428
+48% +$158K
MTUM icon
2404
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$517K ﹤0.01%
+6,819
New +$518K
GRUB
2405
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$517K ﹤0.01%
6,872
-22,412
-77% -$1.73M
MIDD icon
2406
Middleby
MIDD
$6.03B
$516K ﹤0.01%
4,006
+426
+12% +$53.6K
EVV
2407
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$515K ﹤0.01%
37,536
-7,528
-17% -$101K
FOR icon
2408
Forestar Group
FOR
$1.49B
$514K ﹤0.01%
+38,673
New +$473K
SYT
2409
DELISTED
Syngenta Ag
SYT
$514K ﹤0.01%
6,507
-9,356
-59% -$754K
CMPR icon
2410
Cimpress
CMPR
$2.34B
$511K ﹤0.01%
5,579
-466
-8% -$42.2K
VAC icon
2411
Marriott Vacations Worldwide
VAC
$4.28B
$511K ﹤0.01%
6,029
+2,925
+94% +$220K
MGEE icon
2412
MGE Energy Inc
MGEE
$3.05B
$509K ﹤0.01%
+7,790
New +$466K
HTLD icon
2413
Heartland Express
HTLD
$952M
$507K ﹤0.01%
24,880
+9,850
+66% +$198K
EE
2414
DELISTED
El Paso Electric Company
EE
$507K ﹤0.01%
10,898
-5,275
-33% -$239K
MLCO icon
2415
Melco Resorts & Entertainment
MLCO
$2.14B
$506K ﹤0.01%
31,794
+21,682
+214% +$372K
GMED icon
2416
Globus Medical
GMED
$11B
$505K ﹤0.01%
20,337
-36,327
-64% -$826K
IGI
2417
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.4M
$504K ﹤0.01%
24,685
-9,845
-29% -$205K
INDA icon
2418
iShares MSCI India ETF
INDA
$6.6B
$499K ﹤0.01%
+18,594
New +$517K
ERC
2419
Allspring Multi-Sector Income Fund
ERC
$258M
$496K ﹤0.01%
38,631
-2,284
-6% -$28.8K
SWZ
2420
Swiss Helvetia Fund
SWZ
$77M
$496K ﹤0.01%
48,609
+2,891
+6% +$29.7K
PFO
2421
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$492K ﹤0.01%
44,254
-6,893
-13% -$75.8K
FAM
2422
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$492K ﹤0.01%
44,118
-31,347
-42% -$349K
FWRD icon
2423
Forward Air
FWRD
$601M
$491K ﹤0.01%
10,368
+3,938
+61% +$180K
MORN icon
2424
Morningstar
MORN
$7.37B
$491K ﹤0.01%
6,669
-8,868
-57% -$652K
FWONA icon
2425
Liberty Media Series A
FWONA
$22.9B
$489K ﹤0.01%
16,291
-500
-3% -$14.3K
95 96
97
98 99

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.