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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POOL icon
2401
Pool Corp
POOL
$7.5B
$704K ﹤0.01%
10,095
+1,890
+23% +$126K
SEMG
2402
DELISTED
SEMGROUP CORPORATION
SEMG
$700K ﹤0.01%
8,605
+828
+11% +$59.3K
PYN
2403
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$699K ﹤0.01%
69,660
+21,644
+45% +$219K
HTHT icon
2404
Huazhu Hotels Group
HTHT
$13B
$697K ﹤0.01%
141,520
-5,116
-3% -$27K
NOK icon
2405
Nokia
NOK
$52.3B
$697K ﹤0.01%
91,920
-1,668
-2% -$13K
GHYG icon
2406
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$696K ﹤0.01%
14,080
+5,003
+55% +$250K
HA
2407
DELISTED
Hawaiian Holdings, Inc.
HA
$695K ﹤0.01%
31,554
-1,543
-5% -$32.9K
OB
2408
DELISTED
Onebeacon Insurance Group Ltd
OB
$695K ﹤0.01%
45,680
+26,239
+135% +$410K
FCRD
2409
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$694K ﹤0.01%
56,481
-5,115
-8% -$59.9K
CRS icon
2410
Carpenter Technology
CRS
$28.4B
$693K ﹤0.01%
17,833
+236
+1% +$9.53K
AXTA icon
2411
Axalta
AXTA
$8.17B
$692K ﹤0.01%
25,069
+10,846
+76% +$292K
DORM icon
2412
Dorman Products
DORM
$4.18B
$692K ﹤0.01%
13,905
-4,234
-23% -$199K
ACHN
2413
DELISTED
Achillion Pharmaceuticals
ACHN
$688K ﹤0.01%
69,842
-263,239
-79% -$3.29M
AXLL
2414
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$683K ﹤0.01%
14,549
-1,731
-11% -$78.1K
CBSH icon
2415
Commerce Bancshares
CBSH
$8.5B
$679K ﹤0.01%
27,412
+9,582
+54% +$234K
DVY icon
2416
iShares Select Dividend ETF
DVY
$23.6B
$678K ﹤0.01%
8,701
+5,908
+212% +$467K
GAB icon
2417
Gabelli Equity Trust
GAB
$1.79B
$678K ﹤0.01%
107,544
+33,234
+45% +$209K
KIO
2418
KKR Income Opportunities Fund
KIO
$457M
$675K ﹤0.01%
+41,010
New +$674K
UIS icon
2419
Unisys
UIS
$217M
$675K ﹤0.01%
29,035
-4,030
-12% -$98.2K
DANG
2420
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$668K ﹤0.01%
69,916
-2,077
-3% -$18.2K
WIW
2421
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$667K ﹤0.01%
58,802
+2,131
+4% +$24.2K
UMC icon
2422
United Microelectronic
UMC
$46.9B
$663K ﹤0.01%
271,584
-84,932
-24% -$207K
NUAN
2423
DELISTED
Nuance Communications, Inc.
NUAN
$663K ﹤0.01%
53,416
-10,487
-16% -$127K
LTRPA
2424
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$661K ﹤0.01%
20,797
+6,286
+43% +$182K
BFYT
2425
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$657K ﹤0.01%
84,123
-106,280
-56% -$802K
95 96
97
98 99

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.