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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLP
2401
DELISTED
Transmontaigne
TLP
$703K ﹤0.01%
17,040
+6,760
+66% +$292K
CSI
2402
DELISTED
Cutwater Select Income Fund
CSI
$702K ﹤0.01%
35,595
-29,044
-45% -$569K
RUTH
2403
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$700K ﹤0.01%
63,383
-15,382
-20% -$175K
BCS.PR.CL
2404
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$700K ﹤0.01%
27,621
-1,880
-6% -$47.7K
DCH
2405
Dauch Corp
DCH
$1.51B
$699K ﹤0.01%
41,652
-373,222
-90% -$6.86M
BAS
2406
DELISTED
Basis Energy Services, Inc.
BAS
$699K ﹤0.01%
57
-2
-3% -$28.3K
MAGN
2407
Magnera Corp
MAGN
$460M
$694K ﹤0.01%
2,434
-64
-3% -$20.4K
BB icon
2408
BlackBerry
BB
$5.26B
$693K ﹤0.01%
69,674
-33,166
-32% -$339K
AGI icon
2409
Alamos Gold
AGI
$13.9B
$692K ﹤0.01%
86,985
+6,415
+8% +$59K
DNOW icon
2410
DNOW Inc
DNOW
$3.02B
$692K ﹤0.01%
22,725
-11,544
-34% -$378K
MW
2411
DELISTED
THE MENS WAREHOUSE INC
MW
$690K ﹤0.01%
14,607
-16,333
-53% -$873K
KVHI icon
2412
KVH Industries
KVHI
$157M
$689K ﹤0.01%
60,876
-22,543
-27% -$289K
PRA
2413
DELISTED
ProAssurance
PRA
$689K ﹤0.01%
15,623
-280
-2% -$12.6K
QLIK
2414
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$689K ﹤0.01%
25,488
-3,369
-12% -$88.2K
CWEN icon
2415
Clearway Energy Class C
CWEN
$6.7B
$685K ﹤0.01%
29,114
-4,524
-13% -$118K
RSTI
2416
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$683K ﹤0.01%
29,613
-2,688
-8% -$62.1K
AOI
2417
DELISTED
Alliance One International
AOI
$681K ﹤0.01%
34,571
-665
-2% -$15.1K
DLB icon
2418
Dolby
DLB
$5.79B
$680K ﹤0.01%
16,271
-1,631
-9% -$72.3K
MTBL
2419
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$679K ﹤0.01%
131,660
-40,873
-24% -$203K
LCI
2420
DELISTED
Lannett Company, Inc.
LCI
$676K ﹤0.01%
3,698
-425
-10% -$68K
THRM icon
2421
Gentherm
THRM
$1.27B
$674K ﹤0.01%
15,966
-3,791
-19% -$178K
MRTN icon
2422
Marten Transport
MRTN
$1.22B
$672K ﹤0.01%
94,280
-254,073
-73% -$2.06M
CATM
2423
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$670K ﹤0.01%
19,030
-1,886
-9% -$67.2K
AWI icon
2424
Armstrong World Industries
AWI
$7.84B
$669K ﹤0.01%
11,948
-2,204
-16% -$123K
LPX icon
2425
Louisiana-Pacific
LPX
$5.49B
$668K ﹤0.01%
49,127
-7,396
-13% -$105K
95 96
97
98 99

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.