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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
Provident Financial Services
PFS
$3.19B
| $760K | ﹤0.01% |
41,383
-377
| -0.9% | -$6.83K |
|
2402
H.B. Fuller
FUL
$3.28B
| $759K | ﹤0.01% |
15,730
-6,021
| -28% | -$291K |
|
2403
Kulicke & Soffa
KLIC
$4.78B
| $754K | ﹤0.01% |
59,794
-805
| -1% | -$9.56K |
|
2404
Barclays
BCS
$94.1B
| $753K | ﹤0.01% |
51,803
+10,613
| +26% | +$170K |
|
2405
Cognex
CGNX
$11.3B
| $749K | ﹤0.01% |
44,256
-17,158
| -28% | -$320K |
|
2406
Unisys
UIS
$217M
| $749K | ﹤0.01% |
24,623
+2,292
| +10% | +$73.9K |
|
2407
Noodles & Co
NDLS
$107M
| $746K | ﹤0.01% |
2,359
-1,188
| -33% | -$356K |
|
2408
Dorman Products
DORM
$4.18B
| $745K | ﹤0.01% |
+12,620
| New | +$693K |
|
2409
eHealth
EHTH
$43.9M
| $744K | ﹤0.01% |
14,649
-5,985
| -29% | -$312K |
|
|
FFA
2410
First Trust Enhanced Equity Income Fund
FFA
$467M
| $741K | ﹤0.01% |
55,577
+25,342
| +84% | +$334K |
|
2411
Huazhu Hotels Group
HTHT
$13B
| $741K | ﹤0.01% |
120,616
-11,912
| -9% | -$80.8K |
|
2412
Invesco Water Resources ETF
PHO
$2.09B
| $741K | ﹤0.01% |
+27,780
| New | +$726K |
|
|
ANR
2413
DELISTED
Alpha Natural Resources Inc
ANR
| $741K | ﹤0.01% |
174,429
-124,116
| -42% | -$665K |
|
|
IPCM
2414
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
| $740K | ﹤0.01% |
15,080
-6,180
| -29% | -$329K |
|
2415
Deutsche Bank
DB
$71.5B
| $739K | ﹤0.01% |
19,388
+1,797
| +10% | +$73.3K |
|
2416
Erie Indemnity
ERIE
$13.2B
| $738K | ﹤0.01% |
10,586
+1,153
| +12% | +$81.1K |
|
|
GLV
2417
Clough Global Dividend & Income Fund
GLV
$78.1M
| $736K | ﹤0.01% |
48,542
+27,777
| +134% | +$427K |
|
|
CZZ
2418
DELISTED
Cosan Limited
CZZ
| $736K | ﹤0.01% |
64,525
-42,245
| -40% | -$503K |
|
2419
Vermilion Energy
VET
$1.66B
| $735K | ﹤0.01% |
+11,776
| New | +$675K |
|
|
HIMX
2420
Himax Technologies
HIMX
$2.55B
| $731K | ﹤0.01% |
63,474
-7,346
| -10% | -$102K |
|
|
PINC
2421
DELISTED
Premier
PINC
| $730K | ﹤0.01% |
22,145
+16,514
| +293% | +$579K |
|
2422
John Wiley & Sons Class A
WLY
$2.66B
| $730K | ﹤0.01% |
12,664
-340
| -3% | -$18.9K |
|
2423
State Street Technology Select Sector SPDR ETF
XLK
$124B
| $729K | ﹤0.01% |
40,130
-1,396,884
| -97% | -$24.9M |
|
|
SAND
2424
DELISTED
Sandstorm Gold
SAND
| $724K | ﹤0.01% |
128,830
+49,770
| +63% | +$267K |
|
|
PNRA
2425
CALL
DELISTED
Panera Bread Co
PNRA
| $724K | ﹤0.01% |
+4,100
| New | +$726K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.