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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVAL icon
2351
Grupo Aval
AVAL
$6.23B
$551K ﹤0.01%
62,387
+33,014
+112% +$271K
FMSA
2352
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$550K ﹤0.01%
+64,857
New +$482K
BN icon
2353
Brookfield
BN
$108B
$543K ﹤0.01%
43,246
-16,671
-28% -$204K
VIAV icon
2354
Viavi Solutions
VIAV
$9.98B
$542K ﹤0.01%
73,270
-17,927
-20% -$131K
TKC icon
2355
Turkcell
TKC
$4.78B
$541K ﹤0.01%
67,070
+13,733
+26% +$118K
FUN icon
2356
Cedar Fair
FUN
$1.58B
$537K ﹤0.01%
9,368
-14,382
-61% -$854K
CLMT icon
2357
Calumet Specialty Products
CLMT
$3.54B
$534K ﹤0.01%
118,325
-31,125
-21% -$160K
PTC icon
2358
PTC
PTC
$15.4B
$534K ﹤0.01%
12,059
+2,315
+24% +$96K
SCOR icon
2359
Comscore
SCOR
$112M
$534K ﹤0.01%
872
+227
+35% +$129K
ERC
2360
Allspring Multi-Sector Income Fund
ERC
$259M
$531K ﹤0.01%
40,915
-10,757
-21% -$139K
AUO
2361
DELISTED
AU Optronics Corp
AUO
$530K ﹤0.01%
145,134
+23,933
+20% +$91.7K
COLB icon
2362
Columbia Banking Systems
COLB
$8.89B
$529K ﹤0.01%
16,192
-1,714
-10% -$53.5K
CPS icon
2363
Cooper-Standard Automotive
CPS
$511M
$529K ﹤0.01%
5,354
-4,318
-45% -$407K
MYE icon
2364
Myers Industries
MYE
$1.32B
$527K ﹤0.01%
40,588
+5,737
+16% +$81.9K
RCS
2365
PIMCO Strategic Income Fund
RCS
$249M
$526K ﹤0.01%
52,328
-16,449
-24% -$166K
HYG icon
2366
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$525K ﹤0.01%
6,011
-66,479
-92% -$5.72M
JMLP
2367
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$523K ﹤0.01%
53,954
-18,769
-26% -$174K
CVT
2368
DELISTED
CVENT, INC.
CVT
$521K ﹤0.01%
16,440
-281
-2% -$9.17K
IMPV
2369
DELISTED
Imperva, Inc.
IMPV
$518K ﹤0.01%
9,647
+1,801
+23% +$83.6K
BOH icon
2370
Bank of Hawaii
BOH
$3.12B
$517K ﹤0.01%
7,114
-1,515
-18% -$106K
CYOU
2371
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$517K ﹤0.01%
18,962
+4,934
+35% +$114K
BBL
2372
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$516K ﹤0.01%
17,000
-7,033
-29% -$188K
WEX icon
2373
WEX
WEX
$6.43B
$514K ﹤0.01%
4,757
+815
+21% +$79.8K
RLJ icon
2374
RLJ Lodging Trust
RLJ
$1.83B
$513K ﹤0.01%
24,374
-6,696
-22% -$152K
PAHC icon
2375
Phibro Animal Health
PAHC
$1.45B
$512K ﹤0.01%
18,848
-3,109
-14% -$70.3K
93 94
95
96 97

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.