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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SA
2351
Seabridge Gold
SA
$3.35B
$589K ﹤0.01%
101,597
+13,720
+16% +$74.8K
CMTL icon
2352
Comtech Telecommunications
CMTL
$51.8M
$588K ﹤0.01%
28,562
-1,766
-6% -$48.4K
AV
2353
DELISTED
Aviva Plc
AV
$588K ﹤0.01%
42,827
-2,248
-5% -$34.6K
TESO
2354
DELISTED
Tesco Corp
TESO
$585K ﹤0.01%
81,869
-5,866
-7% -$50.6K
BBVA icon
2355
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$584K ﹤0.01%
72,725
-54,530
-43% -$493K
BGC
2356
DELISTED
General Cable Corporation
BGC
$584K ﹤0.01%
49,107
-10,755
-18% -$168K
BSD
2357
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$582K ﹤0.01%
42,912
+14,520
+51% +$193K
BFK
2358
DELISTED
BlackRock Municipal Income Trust
BFK
$581K ﹤0.01%
41,527
-6,482
-14% -$89.3K
TY icon
2359
TRI-Continental Corp
TY
$1.9B
$581K ﹤0.01%
29,767
+1,605
+6% +$33.1K
COHU icon
2360
Cohu
COHU
$2.5B
$580K ﹤0.01%
58,764
+2,169
+4% +$22.8K
VET icon
2361
Vermilion Energy
VET
$1.66B
$579K ﹤0.01%
18,002
-1,658
-8% -$56.5K
LMIA
2362
DELISTED
LMI Aerospace Inc
LMIA
$577K ﹤0.01%
56,068
-479
-0.8% -$5.17K
BBEP
2363
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$577K ﹤0.01%
284,581
-122,138
-30% -$363K
AL
2364
DELISTED
Air Lease Corp
AL
$573K ﹤0.01%
18,537
+5,105
+38% +$170K
ICMB icon
2365
Investcorp Credit Management BDC
ICMB
$12.1M
$573K ﹤0.01%
56,315
-6,311
-10% -$73.9K
ONB icon
2366
Old National Bancorp
ONB
$10.2B
$571K ﹤0.01%
40,965
-215,046
-84% -$3.05M
JMEI
2367
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$571K ﹤0.01%
5,787
+2,785
+93% +$408K
AVD icon
2368
American Vanguard Corp
AVD
$68.9M
$568K ﹤0.01%
49,105
-3,593
-7% -$44.1K
JOBS
2369
DELISTED
51job Inc
JOBS
$566K ﹤0.01%
20,645
-6,504
-24% -$191K
MIDD icon
2370
Middleby
MIDD
$6.08B
$565K ﹤0.01%
5,370
+2,496
+87% +$288K
FIVE icon
2371
Five Below
FIVE
$13.5B
$557K ﹤0.01%
16,574
+1,493
+10% +$54.3K
MNR
2372
DELISTED
Monmouth Real Estate Investment Corp
MNR
$557K ﹤0.01%
57,115
-969
-2% -$9.35K
BGX
2373
Blackstone Long-Short Credit Income Fund
BGX
$138M
$556K ﹤0.01%
38,950
-7,259
-16% -$109K
NRO
2374
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$556K ﹤0.01%
126,362
+15,528
+14% +$70.2K
FUN icon
2375
Cedar Fair
FUN
$1.67B
$553K ﹤0.01%
10,508
-592
-5% -$32.1K
93 94
95
96 97

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.