Guggenheim Capital’s Investcorp Credit Management BDC ICMB Stock Holding History

Guggenheim Capital’s Portfolio ICMB Stock Details ICMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-48,588	Closed	-$483K	–	2956
2015 Q4	$483K	Sell	48,588 -7,727	-14%	-$83.2K	﹤0.01%	2471
2015 Q3	$573K	Sell	56,315 -6,311	-10%	-$73.9K	﹤0.01%	2366
2015 Q2	$847K	Sell	62,626 -8,530	-12%	-$116K	﹤0.01%	2317
2015 Q1	$937K	Sell	71,156 -9,885	-12%	-$125K	﹤0.01%	2267
2014 Q4	$885K	Buy	81,041 +11,341	+16%	+$136K	﹤0.01%	2275
2014 Q3	$915K	Sell	69,700 -77,945	-53%	-$1.07M	﹤0.01%	2284
2014 Q2	$2.13M	Buy	+147,645	New	+$2.07M	0.01%	1757

Other funds holding ICMB

CCP

Cyrus Capital Partners New York $196M AUM 123.68% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

Guggenheim Capital's ICMB Position: Q1 2016 in Review

Guggenheim Capital sold out of Investcorp Credit Management BDC (ICMB) in Q1 2016, closing a stake of 48,588 shares — an estimated $483K sold.

Guggenheim Capital first reported a position in ICMB in Q2 2014 and held it in 7 quarters. The position peaked at $2.13M in Q2 2014. 19 funds tracked by Wall St. Rank hold ICMB as of Q1 2016.

Guggenheim Capital reported no remaining Investcorp Credit Management BDC position as of Q1 2016 after selling out during the quarter.
Guggenheim Capital sold 48,588 Investcorp Credit Management BDC shares in Q1 2016, an estimated $483K.
Guggenheim Capital first reported a position in Investcorp Credit Management BDC in Q2 2014 and held it in 7 quarters.
Guggenheim Capital's Investcorp Credit Management BDC position peaked at $2.13M in Q2 2014.
19 funds tracked by Wall St. Rank held Investcorp Credit Management BDC as of Q1 2016.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.