Advisors Asset Management’s Investcorp Credit Management BDC ICMB Stock Holding History

Advisors Asset Management’s Portfolio ICMB Stock Details ICMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-31,222	Closed	-$149K	–	1506
2020 Q4	$149K	Sell	31,222 -27,275	-47%	-$107K	﹤0.01%	1292
2020 Q3	$212K	Sell	58,497 -5,323	-8%	-$18.4K	﹤0.01%	1162
2020 Q2	$220K	Buy	+63,820	New	+$245K	﹤0.01%	1143
2020 Q1	–	Sell	-159,990	Closed	-$1.06M	–	1526
2019 Q4	$1.06M	Sell	159,990 -45,665	-22%	-$309K	0.02%	739
2019 Q3	$1.36M	Sell	205,655 -48,935	-19%	-$348K	0.03%	650
2019 Q2	$1.92M	Sell	254,590 -45,095	-15%	-$327K	0.03%	560
2019 Q1	$2.2M	Sell	299,685 -59,536	-17%	-$446K	0.04%	511
2018 Q4	$2.23M	Sell	359,221 -51,964	-13%	-$404K	0.04%	465
2018 Q3	$3.51M	Sell	411,185 -57,341	-12%	-$513K	0.06%	384
2018 Q2	$4.14M	Sell	468,526 -9,951	-2%	-$86K	0.07%	342
2018 Q1	$3.85M	Sell	478,477 -3,793	-0.8%	-$31K	0.06%	402
2017 Q4	$3.9M	Sell	482,270 -35,644	-7%	-$308K	0.06%	399
2017 Q3	$4.81M	Sell	517,914 -88,085	-15%	-$871K	0.08%	343
2017 Q2	$6.02M	Sell	605,999 -47,582	-7%	-$488K	0.1%	279
2017 Q1	$6.59M	Sell	653,581 -193,973	-23%	-$1.91M	0.11%	256
2016 Q4	$7.83M	Sell	847,554 -82,956	-9%	-$773K	0.13%	223
2016 Q3	$8.41M	Buy	930,510 +61,733	+7%	+$582K	0.14%	220
2016 Q2	$7.66M	Buy	868,777 +19,626	+2%	+$169K	0.12%	239
2016 Q1	$7.08M	Buy	849,151 +19,627	+2%	+$164K	0.12%	247
2015 Q4	$8.25M	Buy	829,524 +99,899	+14%	+$1.08M	0.13%	223
2015 Q3	$7.42M	Buy	729,625 +91,321	+14%	+$1.07M	0.12%	248
2015 Q2	$8.63M	Buy	638,304 +255,204	+67%	+$3.48M	0.12%	234
2015 Q1	$5.04M	Buy	383,100 +327,431	+588%	+$4.13M	0.07%	369
2014 Q4	$608K	Buy	+55,669	New	+$669K	0.01%	1008

Other funds holding ICMB

CCP

Cyrus Capital Partners New York $196M AUM 123.68% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

IAIM

International Assets Investment Management Orlando, Florida $1.44B AUM 21.92% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Advisors Asset Management's ICMB Position: Q1 2021 in Review

Advisors Asset Management sold out of Investcorp Credit Management BDC (ICMB) in Q1 2021, closing a stake of 31,222 shares — an estimated $149K sold.

Advisors Asset Management first reported a position in ICMB in Q4 2014 and held it in 24 quarters. The position peaked at $8.63M in Q2 2015. 19 funds tracked by Wall St. Rank hold ICMB as of Q1 2021.

Advisors Asset Management reported no remaining Investcorp Credit Management BDC position as of Q1 2021 after selling out during the quarter.
Advisors Asset Management sold 31,222 Investcorp Credit Management BDC shares in Q1 2021, an estimated $149K.
Advisors Asset Management first reported a position in Investcorp Credit Management BDC in Q4 2014 and held it in 24 quarters.
Advisors Asset Management's Investcorp Credit Management BDC position peaked at $8.63M in Q2 2015.
19 funds tracked by Wall St. Rank held Investcorp Credit Management BDC as of Q1 2021.

Based on Advisors Asset Management's 13F filing for Q1 2021, filed 7 May 2021.