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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUC
2351
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$777K ﹤0.01%
79,391
+23,676
+42% +$241K
DXCM icon
2352
DexCom
DXCM
$32B
$775K ﹤0.01%
77,544
+544
+0.7% +$5.56K
LMIA
2353
DELISTED
LMI Aerospace Inc
LMIA
$775K ﹤0.01%
60,534
-11,590
-16% -$159K
LOGM
2354
DELISTED
LogMein, Inc.
LOGM
$771K ﹤0.01%
16,730
-1,814
-10% -$78.2K
BCS.PRD.CL
2355
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$771K ﹤0.01%
29,718
-1,837
-6% -$47.6K
AMN icon
2356
AMN Healthcare
AMN
$1.4B
$766K ﹤0.01%
48,777
-162,805
-77% -$2.32M
FUL icon
2357
H.B. Fuller
FUL
$3.28B
$765K ﹤0.01%
19,270
-2,393
-11% -$109K
DNI
2358
DELISTED
Dividend and Income Fund
DNI
$763K ﹤0.01%
46,064
+18,596
+68% +$303K
BGC icon
2359
BGC Group
BGC
$4.89B
$760K ﹤0.01%
+159,047
New +$778K
MNR
2360
DELISTED
Monmouth Real Estate Investment Corp
MNR
$755K ﹤0.01%
74,620
+7,059
+10% +$73.8K
GORO icon
2361
Goldgroup Mining Inc.
GORO
$191M
$754K ﹤0.01%
147,309
-10,516
-7% -$57.9K
WWW icon
2362
Wolverine World Wide
WWW
$1.55B
$754K ﹤0.01%
30,094
-2,955
-9% -$76.1K
RICE
2363
DELISTED
Rice Energy Inc.
RICE
$754K ﹤0.01%
28,342
-558
-2% -$15.6K
BKW
2364
DELISTED
BURGER KING WORLDWIDE
BKW
$754K ﹤0.01%
25,418
+6,009
+31% +$171K
ENS icon
2365
EnerSys
ENS
$6.99B
$753K ﹤0.01%
12,838
-1,361
-10% -$87K
UIS icon
2366
Unisys
UIS
$217M
$753K ﹤0.01%
32,189
+7,337
+30% +$169K
TLM
2367
DELISTED
TALISMAN ENERGY INC
TLM
$753K ﹤0.01%
87,091
-26,096
-23% -$263K
ACAT
2368
DELISTED
Arctic Cat Inc
ACAT
$752K ﹤0.01%
21,594
-2,297
-10% -$84.9K
RYAM icon
2369
Rayonier Advanced Materials
RYAM
$610M
$749K ﹤0.01%
+22,797
New +$800K
CPLA
2370
DELISTED
Capella Education Company
CPLA
$749K ﹤0.01%
11,967
-1,271
-10% -$79.1K
ARUN
2371
DELISTED
ARUBA NETWORKS, INC.
ARUN
$749K ﹤0.01%
34,724
-19,146
-36% -$376K
FNB icon
2372
FNB Corp
FNB
$6.75B
$748K ﹤0.01%
62,357
+1,365
+2% +$16.9K
MRC
2373
DELISTED
MRC Global
MRC
$745K ﹤0.01%
31,954
+17,333
+119% +$445K
ADC icon
2374
Agree Realty
ADC
$9.41B
$744K ﹤0.01%
27,173
-4,417
-14% -$130K
NPK icon
2375
National Presto Industries
NPK
$989M
$743K ﹤0.01%
12,230
-1,543
-11% -$102K
93 94
95
96 97

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.