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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIP icon
2326
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$469M
$594K ﹤0.01%
10,370
-6,267
-38% -$358K
AMBA icon
2327
Ambarella
AMBA
$3.64B
$593K ﹤0.01%
12,109
-6,133
-34% -$303K
BKT icon
2328
BlackRock Income Trust
BKT
$333M
$592K ﹤0.01%
31,444
+9,473
+43% +$179K
ESI icon
2329
Element Solutions
ESI
$9.02B
$592K ﹤0.01%
53,122
-5,272
-9% -$65.3K
CSOD
2330
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$589K ﹤0.01%
14,547
+2,126
+17% +$78.6K
TTD icon
2331
Trade Desk
TTD
$8.76B
$588K ﹤0.01%
95,550
+48,620
+104% +$263K
VAC icon
2332
Marriott Vacations Worldwide
VAC
$3.34B
$587K ﹤0.01%
4,718
-1,351
-22% -$156K
SNAP icon
2333
Snap
SNAP
$8.38B
$586K ﹤0.01%
40,310
+19,740
+96% +$286K
BATRK icon
2334
Atlanta Braves Holdings Series B
BATRK
$3.27B
$585K ﹤0.01%
23,180
+959
+4% +$23.7K
NPTN
2335
DELISTED
NEOPHOTONICS CORP
NPTN
$585K ﹤0.01%
105,322
-144,720
-58% -$977K
CHA
2336
DELISTED
China Telecom Corporation, LTD
CHA
$585K ﹤0.01%
11,435
+329
+3% +$16.1K
LZB icon
2337
La-Z-Boy
LZB
$1.63B
$584K ﹤0.01%
21,742
-1,027
-5% -$29.9K
MLCO icon
2338
Melco Resorts & Entertainment
MLCO
$2.16B
$584K ﹤0.01%
24,246
-11,555
-32% -$251K
ATHN
2339
DELISTED
Athenahealth, Inc.
ATHN
$582K ﹤0.01%
4,686
+680
+17% +$93.6K
BOH icon
2340
Bank of Hawaii
BOH
$3.17B
$580K ﹤0.01%
6,952
-723
-9% -$58.6K
NJV
2341
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$580K ﹤0.01%
38,967
-1,847
-5% -$27.6K
CLCT
2342
DELISTED
Collectors Universe
CLCT
$577K ﹤0.01%
24,096
+11,827
+96% +$282K
SIMO icon
2343
Silicon Motion
SIMO
$8.68B
$576K ﹤0.01%
11,974
-6,738
-36% -$299K
PFO
2344
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$570K ﹤0.01%
46,674
-1,484
-3% -$18.2K
IPHI
2345
DELISTED
INPHI CORPORATION
IPHI
$569K ﹤0.01%
14,343
-8,353
-37% -$313K
CUK
2346
DELISTED
Carnival PLC
CUK
$568K ﹤0.01%
8,794
-520
-6% -$35K
SITC icon
2347
SITE Centers
SITC
$175M
$565K ﹤0.01%
47,853
-13,408
-22% -$168K
VRE
2348
DELISTED
Veris Residential
VRE
$564K ﹤0.01%
23,826
-72,371
-75% -$1.78M
CUDA
2349
DELISTED
Barracuda Networks, Inc.
CUDA
$564K ﹤0.01%
23,330
+9,717
+71% +$228K
CIB icon
2350
Grupo Cibest SA
CIB
$21.6B
$561K ﹤0.01%
12,237
+3,004
+33% +$135K
92 93
94
95 96

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.