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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DS
2326
DELISTED
Drive Shack Inc.
DS
$581K ﹤0.01%
128,163
-39,532
-24% -$183K
ELP
2327
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$580K ﹤0.01%
140,015
-20,093
-13% -$81.6K
DYN
2328
DELISTED
Dynegy, Inc.
DYN
$577K ﹤0.01%
46,558
-24,613
-35% -$349K
HTO
2329
H2O America
HTO
$2.59B
$576K ﹤0.01%
13,192
-556
-4% -$23.1K
POWI icon
2330
Power Integrations
POWI
$3.49B
$572K ﹤0.01%
18,140
-498
-3% -$14.2K
PAG icon
2331
Penske Automotive Group
PAG
$14.2B
$571K ﹤0.01%
11,849
+1,770
+18% +$73.6K
VPG icon
2332
Vishay Precision Group
VPG
$949M
$569K ﹤0.01%
35,489
-2,891
-8% -$42.2K
ZG icon
2333
Zillow
ZG
$7.35B
$568K ﹤0.01%
16,480
+12,165
+282% +$436K
MEP
2334
DELISTED
Midcoast Energy Partners, L.P.
MEP
$568K ﹤0.01%
67,648
-40,693
-38% -$334K
SGI
2335
DELISTED
Silicon Graphics Intl.
SGI
$568K ﹤0.01%
+73,734
New +$490K
HNI icon
2336
HNI Corp
HNI
$3.51B
$567K ﹤0.01%
14,252
+6,702
+89% +$339K
WIA
2337
Western Asset Inflation-Linked Income Fund
WIA
$186M
$567K ﹤0.01%
49,537
– –
GHII
2338
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
– –
0
– –
MOV icon
2339
Movado Group
MOV
$859M
$565K ﹤0.01%
26,295
-283
-1% -$6.34K
GDL
2340
GDL Fund
GDL
$92.1M
$562K ﹤0.01%
56,433
-91
-0.2% -$906
EVG
2341
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$559K ﹤0.01%
40,741
-1,106
-3% -$15.1K
ABDC
2342
DELISTED
Alcentra Capital Corp
ABDC
$559K ﹤0.01%
43,017
+12,662
+42% +$158K
PLAB icon
2343
Photronics
PLAB
$1.91B
$558K ﹤0.01%
54,112
+109
+0.2% +$1.05K
SID icon
2344
Companhia Siderúrgica Nacional
SID
$1.28B
$558K ﹤0.01%
202,126
-18,007
-8% -$53.2K
SMTC icon
2345
Semtech
SMTC
$12.2B
$557K ﹤0.01%
20,076
-961
-5% -$24.8K
ZF
2346
DELISTED
Virtus Total Return Fund Inc.
ZF
$557K ﹤0.01%
43,001
+10,890
+34% +$139K
GRX
2347
Gabelli Healthcare & Wellness Trust
GRX
$144M
$555K ﹤0.01%
53,311
-70
-0.1% -$765
PYN
2348
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$554K ﹤0.01%
50,230
-6,177
-11% -$70.1K
RPT
2349
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$554K ﹤0.01%
29,575
-9,541
-24% -$184K
ICAD
2350
DELISTED
iCAD Inc
ICAD
$552K ﹤0.01%
106,332
+2,897
+3% +$15.4K
92 93
94
95 96

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.