GC
ABDC

Guggenheim Capital’s Alcentra Capital Corp ABDC Stock Holding History

Guggenheim Capital’s Portfolio ABDC Stock Details ABDC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-80,966
Closed -$1.1M – 2871
2017
Q2 		$1.1M Buy
80,966
+15,443
+24% +$213K ﹤0.01% 2014
2017
Q1 		$900K Sell
65,523
-2,131
-3% -$27.1K ﹤0.01% 2149
2016
Q4 		$810K Buy
67,654
+24,637
+57% +$305K ﹤0.01% 2244
2016
Q3 		$559K Buy
43,017
+12,662
+42% +$158K ﹤0.01% 2346
2016
Q2 		$369K Sell
30,355
-7,410
-20% -$88.2K ﹤0.01% 2474
2016
Q1 		$439K Sell
37,765
-10,260
-21% -$107K ﹤0.01% 2421
2015
Q4 		$557K Sell
48,025
-10,776
-18% -$129K ﹤0.01% 2394
2015
Q3 		$682K Sell
58,801
-21,996
-27% -$277K ﹤0.01% 2295
2015
Q2 		$1.03M Buy
80,797
+7,194
+10% +$99K ﹤0.01% 2203
2015
Q1 		$979K Sell
73,603
-6,789
-8% -$91.2K ﹤0.01% 2247
2014
Q4 		$1M Sell
80,392
-31,900
-28% -$403K ﹤0.01% 2207
2014
Q3 		$1.49M Buy
+112,292
New +$1.53M ﹤0.01% 1975

Other funds holding ABDC

Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
AM
Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
ANI
American National Insurance Galveston, Texas $370M AUM 20.46% 1-Year Est. Return
BCM
Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return

Guggenheim Capital's ABDC Position: Q3 2017 in Review

Guggenheim Capital sold out of Alcentra Capital Corp (ABDC) in Q3 2017, closing a stake of 80,966 shares — an estimated $1.1M sold.

Guggenheim Capital first reported a position in ABDC in Q3 2014 and held it in 12 quarters. The position peaked at $1.49M in Q3 2014. 44 funds tracked by Wall St. Rank hold ABDC as of Q3 2017.

  • Guggenheim Capital reported no remaining Alcentra Capital Corp position as of Q3 2017 after selling out during the quarter.
  • Guggenheim Capital sold 80,966 Alcentra Capital Corp shares in Q3 2017, an estimated $1.1M.
  • Guggenheim Capital first reported a position in Alcentra Capital Corp in Q3 2014 and held it in 12 quarters.
  • Guggenheim Capital's Alcentra Capital Corp position peaked at $1.49M in Q3 2014.
  • 44 funds tracked by Wall St. Rank held Alcentra Capital Corp as of Q3 2017.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.