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ABDC

Alcentra Capital Corp
ABDC

Delisted

ABDC was delisted on the 31st of January, 2020.

17 hedge funds and large institutions have $11.9M invested in Alcentra Capital Corp in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 3 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

200% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 1

105% more capital invested

Capital invested by funds: $5.83M → $11.9M (+$6.1M)

89% more funds holding

Funds holding: 917 (+8)

Holders
17
Holders Change
+8
Holders Change %
+88.89%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
3
Reduced
1
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$3.11M +$1.33M +98,078 +72%
DCM
2
Dialectic Capital Management
Connecticut
$1.66M +$1.16M +85,200 +213%
GC
3
Guggenheim Capital
Illinois
$1.49M +$1.53M +112,292 New
PAIM
4
Punch & Associates Investment Management
Minnesota
$1.28M +$1.31M +96,615 New
YMRC
5
Yorktown Management & Research Company
Virginia
$1.06M +$1.09M +80,000 New
NVIM
6
New Vernon Investment Management
Illinois
$854K
RJA
7
Raymond James & Associates
Florida
$759K -$874K -64,215 -53%
B
8
Baird
Wisconsin
$396K +$406K +29,852 New
Stifel Financial
9
Stifel Financial
Missouri
$380K +$396K +29,120 New
Bank of New York Mellon
10
Bank of New York Mellon
New York
$316K +$136K +10,000 +72%
GCP
11
GSA Capital Partners
United Kingdom
$223K +$229K +16,808 New
PIC
12
Portland Investment Counsel
Ontario, Canada
$212K +$218K +16,000 New
Ameriprise
13
Ameriprise
Minnesota
$106K +$109K +8,000 New
Morgan Stanley
14
Morgan Stanley
New York
$39K +$40.4K +2,967 New
Bank of America
15
Bank of America
North Carolina
$17K +$17.7K +1,302 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$13K
Manulife (Manufacturers Life Insurance)
17
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 +$2.49K +183 New
Millennium Management
18
Millennium Management
New York
-$222K -14,921 Closed
GSC
19
Ground Swell Capital
South Carolina
-$5K -312 Closed
Citigroup
20
Citigroup
New York
-$1K -36 Closed

ABDC Hedge Fund Activity: Q3 2014 in Review

17 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Alcentra Capital Corp (ABDC) for Q3 2014, worth a combined $11.9M — up 105% from $5.83M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new ABDC positions and 3 closed out — a net gain of 8 holders — while 3 added to existing stakes and 1 trimmed.

The largest buyer was Guggenheim Capital, opening a new position worth an estimated $1.53M. The largest seller was Raymond James & Associates, cutting an estimated $874K.

  • 17 institutional investors held Alcentra Capital Corp (ABDC) as of Q3 2014, up from 9 in Q2 2014.
  • Funds reported $11.9M of Alcentra Capital Corp stock for Q3 2014, up 105% quarter-over-quarter.
  • 11 funds opened new Alcentra Capital Corp positions in Q3 2014 and 3 closed out, a net change of +8 holders.
  • The largest Alcentra Capital Corp buyer in Q3 2014 was Guggenheim Capital, an estimated $1.53M added.
  • The largest Alcentra Capital Corp seller in Q3 2014 was Raymond James & Associates, an estimated $874K sold.

Based on aggregated 13F filings for Q3 2014.