U
ABDC

UBS’s Alcentra Capital Corp ABDC Stock Holding History

UBS’s Portfolio ABDC Stock Details ABDC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$3.11M Buy
234,459
+98,078
+72% +$1.33M ﹤0.01% 2486
2014
Q2 		$2.02M Buy
+136,381
New +$2.01M ﹤0.01% 2864

Other funds holding ABDC

DCM
Dialectic Capital Management Norwalk, Connecticut $155M AUM 59.34% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
NVIM
New Vernon Investment Management Highland Park, Illinois $94.2M AUM 4.11% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.42% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return
GCP
GSA Capital Partners London, United Kingdom $1.59B AUM 39.81% 1-Year Est. Return

UBS's ABDC Position: Q3 2014 in Review

UBS increased its Alcentra Capital Corp (ABDC) stake by 72% in Q3 2014, buying an estimated $1.33M and bringing the position to 234,459 shares worth $3.11M. The position accounts for ﹤0.01% of the portfolio, ranked #2486.

UBS first reported a position in ABDC in Q2 2014 and has held it in 2 quarters since. 17 funds tracked by Wall St. Rank hold ABDC as of Q3 2014.

  • UBS held 234,459 shares of Alcentra Capital Corp worth $3.11M as of Q3 2014.
  • UBS bought 98,078 Alcentra Capital Corp shares in Q3 2014, an estimated $1.33M.
  • Alcentra Capital Corp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2486 holding.
  • UBS first reported a position in Alcentra Capital Corp in Q2 2014 and has held it in 2 quarters since.
  • 17 funds tracked by Wall St. Rank held Alcentra Capital Corp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.