Dialectic Capital Management’s Alcentra Capital Corp ABDC Stock Holding History

Dialectic Capital Management’s Portfolio ABDC Stock Details ABDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-20,000	Closed	-$243K	–	133
2016 Q2	$243K	Sell	20,000 -40,472	-67%	-$481K	0.08%	93
2016 Q1	$703K	Buy	60,472 +31,172	+106%	+$325K	0.33%	74
2015 Q4	$340K	Sell	29,300 -5,044	-15%	-$60.3K	0.1%	119
2015 Q3	$398K	Sell	34,344 -53,656	-61%	-$676K	0.13%	126
2015 Q2	$1.12M	Sell	88,000 -109,993	-56%	-$1.51M	0.33%	102
2015 Q1	$2.63M	Buy	197,993 +22,993	+13%	+$309K	0.46%	63
2014 Q4	$2.19M	Buy	175,000 +49,800	+40%	+$629K	0.41%	88
2014 Q3	$1.66M	Buy	125,200 +85,200	+213%	+$1.16M	0.39%	91
2014 Q2	$594K	Buy	+40,000	New	+$589K	0.19%	125

Other funds holding ABDC

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Dialectic Capital Management's ABDC Position: Q3 2016 in Review

Dialectic Capital Management sold out of Alcentra Capital Corp (ABDC) in Q3 2016, closing a stake of 20,000 shares — an estimated $243K sold.

Dialectic Capital Management first reported a position in ABDC in Q2 2014 and held it in 9 quarters. The position peaked at $2.63M in Q1 2015. 36 funds tracked by Wall St. Rank hold ABDC as of Q3 2016.

Dialectic Capital Management reported no remaining Alcentra Capital Corp position as of Q3 2016 after selling out during the quarter.
Dialectic Capital Management sold 20,000 Alcentra Capital Corp shares in Q3 2016, an estimated $243K.
Dialectic Capital Management first reported a position in Alcentra Capital Corp in Q2 2014 and held it in 9 quarters.
Dialectic Capital Management's Alcentra Capital Corp position peaked at $2.63M in Q1 2015.
36 funds tracked by Wall St. Rank held Alcentra Capital Corp as of Q3 2016.

Based on Dialectic Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.