Yorktown Management & Research Company’s Alcentra Capital Corp ABDC Stock Holding History

Yorktown Management & Research Company’s Portfolio ABDC Stock Details ABDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-21,000	Closed	-$244K	–	420
2015 Q4	$244K	Sell	21,000 -104,000	-83%	-$1.24M	0.04%	320
2015 Q3	$1.45M	Buy	125,000 +50,500	+68%	+$636K	0.24%	148
2015 Q2	$946K	Sell	74,500 -5,500	-7%	-$75.7K	0.17%	137
2015 Q1	$1.06M	Hold	80,000	–	–	0.19%	111
2014 Q4	$1M	Hold	80,000	–	–	0.21%	86
2014 Q3	$1.06M	Buy	+80,000	New	+$1.09M	0.2%	92

Other funds holding ABDC

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Kemper Chicago, Illinois $1.2M AUM 20.64% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

GCP

GSA Capital Partners London, United Kingdom $1.59B AUM 39.81% 1-Year Est. Return

Yorktown Management & Research Company's ABDC Position: Q1 2016 in Review

Yorktown Management & Research Company sold out of Alcentra Capital Corp (ABDC) in Q1 2016, closing a stake of 21,000 shares — an estimated $244K sold.

Yorktown Management & Research Company first reported a position in ABDC in Q3 2014 and held it in 6 quarters. The position peaked at $1.45M in Q3 2015. 33 funds tracked by Wall St. Rank hold ABDC as of Q1 2016.

Yorktown Management & Research Company reported no remaining Alcentra Capital Corp position as of Q1 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 21,000 Alcentra Capital Corp shares in Q1 2016, an estimated $244K.
Yorktown Management & Research Company first reported a position in Alcentra Capital Corp in Q3 2014 and held it in 6 quarters.
Yorktown Management & Research Company's Alcentra Capital Corp position peaked at $1.45M in Q3 2015.
33 funds tracked by Wall St. Rank held Alcentra Capital Corp as of Q1 2016.

Based on Yorktown Management & Research Company's 13F filing for Q1 2016, filed 5 May 2016.