GSC
ABDC

Ground Swell Capital’s Alcentra Capital Corp ABDC Stock Holding History

Ground Swell Capital’s Portfolio ABDC Stock Details ABDC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-312
Closed -$5K – 2942
2014
Q2 		$5K Buy
+312
New +$4.59K 0.01% 1127

Other funds holding ABDC

U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
DCM
Dialectic Capital Management Norwalk, Connecticut $155M AUM 59.34% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
NVIM
New Vernon Investment Management Highland Park, Illinois $94.2M AUM 4.11% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Ground Swell Capital's ABDC Position: Q3 2014 in Review

Ground Swell Capital sold out of Alcentra Capital Corp (ABDC) in Q3 2014, closing a stake of 312 shares — an estimated $5K sold.

Ground Swell Capital first reported a position in ABDC in Q2 2014 and held it in 1 quarter. The position peaked at $5K in Q2 2014. 17 funds tracked by Wall St. Rank hold ABDC as of Q3 2014.

  • Ground Swell Capital reported no remaining Alcentra Capital Corp position as of Q3 2014 after selling out during the quarter.
  • Ground Swell Capital sold 312 Alcentra Capital Corp shares in Q3 2014, an estimated $5K.
  • Ground Swell Capital first reported a position in Alcentra Capital Corp in Q2 2014 and held it in 1 quarter.
  • Ground Swell Capital's Alcentra Capital Corp position peaked at $5K in Q2 2014.
  • 17 funds tracked by Wall St. Rank held Alcentra Capital Corp as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.