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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRSL
2326
Brightstar Lottery PLC
BRSL
$2.03B
$826K ﹤0.01%
48,932
-738,737
-94% -$12.3M
BBAR icon
2327
BBVA Argentina
BBAR
$3.49B
$825K ﹤0.01%
63,871
+7,318
+13% +$89.2K
HTLD icon
2328
Heartland Express
HTLD
$956M
$823K ﹤0.01%
34,357
-8,007
-19% -$185K
RPT
2329
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$821K ﹤0.01%
50,476
+7,828
+18% +$131K
PRFT
2330
DELISTED
Perficient Inc
PRFT
$813K ﹤0.01%
54,264
-114,350
-68% -$1.99M
VOYA icon
2331
Voya Financial
VOYA
$9.19B
$812K ﹤0.01%
20,770
+7,044
+51% +$267K
HOS
2332
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$810K ﹤0.01%
24,753
-9,202
-27% -$382K
VTLE
2333
DELISTED
Vital Energy
VTLE
$808K ﹤0.01%
1,804
-1,477
-45% -$753K
LKM
2334
DELISTED
Link Motion Inc.
LKM
$805K ﹤0.01%
115,480
+12,872
+13% +$78.9K
PNK
2335
DELISTED
Pinnacle Entertainment Inc.
PNK
$802K ﹤0.01%
31,972
-6,350
-17% -$156K
PPP
2336
DELISTED
Primero Mining Corp
PPP
$802K ﹤0.01%
165,344
+52,134
+46% +$359K
XPO icon
2337
XPO
XPO
$23.7B
$800K ﹤0.01%
61,399
-26,123
-30% -$285K
BRKL
2338
DELISTED
Brookline Bancorp
BRKL
$799K ﹤0.01%
93,437
-2,206
-2% -$20K
INFA
2339
DELISTED
INFORMATICA CORP
INFA
$799K ﹤0.01%
23,367
-3,014
-11% -$100K
VET icon
2340
Vermilion Energy
VET
$1.66B
$798K ﹤0.01%
13,124
+32
+0.2% +$2.05K
ININ
2341
DELISTED
Interactive Intelligence Group, inc.
ININ
$797K ﹤0.01%
19,059
-2,419
-11% -$109K
MLNX
2342
DELISTED
Mellanox Technologies, Ltd.
MLNX
$796K ﹤0.01%
17,733
+7,590
+75% +$308K
AORT icon
2343
Artivion
AORT
$1.32B
$791K ﹤0.01%
80,143
-8,471
-10% -$83.3K
CPK icon
2344
Chesapeake Utilities
CPK
$3.21B
$790K ﹤0.01%
18,964
-4,760
-20% -$214K
BKU icon
2345
Bankunited
BKU
$3.36B
$786K ﹤0.01%
25,784
+8,983
+53% +$286K
IPAR icon
2346
Interparfums
IPAR
$3.94B
$786K ﹤0.01%
28,597
-2,868
-9% -$81.1K
SAND
2347
DELISTED
Sandstorm Gold
SAND
$785K ﹤0.01%
182,457
+50,309
+38% +$300K
NTI
2348
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$785K ﹤0.01%
33,624
-44,735
-57% -$1.13M
PLCE icon
2349
Children's Place
PLCE
$59.8M
$783K ﹤0.01%
16,430
-1,850
-10% -$93.6K
EDU icon
2350
New Oriental
EDU
$8.98B
$778K ﹤0.01%
33,545
-2,518
-7% -$56.1K
92 93
94
95 96

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.