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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEC
2301
DELISTED
CIMAREX ENERGY CO
XEC
– –
-11,704
Closed -$1.02M
LDL
2302
DELISTED
Lydall, Inc.
LDL
– –
-11,541
Closed -$717K
VER
2303
DELISTED
VEREIT, Inc.
VER
– –
-59,086
Closed -$2.67M
TTP
2304
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-17,976
Closed -$431K
PSXP
2305
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
– –
-10,487
Closed -$376K
UFS
2306
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-45,717
Closed -$2.49M
JTA
2307
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-26,267
Closed -$292K
JDD
2308
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-28,306
Closed -$294K
VEDL
2309
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-154,633
Closed -$2.36M
QADA
2310
DELISTED
QAD Inc.
QADA
– –
-8,014
Closed -$700K
STMP
2311
DELISTED
Stamps.com, Inc.
STMP
– –
-6,317
Closed -$2.08M
CADE
2312
DELISTED
Cadence Bancorporation
CADE
– –
-13,003
Closed -$286K
SAFE
2313
DELISTED
Safehold Inc.
SAFE
– –
-3,521
Closed -$253K
89 90 91 92
93

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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.