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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNK icon
2301
Cinemark Holdings
CNK
$4.43B
$649K ﹤0.01%
17,895
+1,773
+11% +$64.3K
PEI
2302
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$648K ﹤0.01%
4,122
-5,769
-58% -$948K
MGEE icon
2303
MGE Energy Inc
MGEE
$3.02B
$645K ﹤0.01%
9,996
-3,637
-27% -$235K
VNET
2304
VNET Group
VNET
$2.02B
$645K ﹤0.01%
113,246
-10,076
-8% -$50.1K
G icon
2305
Genpact
G
$6.04B
$644K ﹤0.01%
22,409
-475
-2% -$13.5K
PYN
2306
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$643K ﹤0.01%
64,379
-2,101
-3% -$20.8K
TWLO icon
2307
Twilio
TWLO
$30B
$630K ﹤0.01%
21,143
+3,266
+18% +$97.9K
EEFT icon
2308
Euronet Worldwide
EEFT
$2.77B
$629K ﹤0.01%
6,631
-1,520
-19% -$144K
IART icon
2309
Integra LifeSciences
IART
$1.4B
$629K ﹤0.01%
12,429
+1,290
+12% +$66.3K
MTZ icon
2310
MasTec
MTZ
$20.6B
$628K ﹤0.01%
13,500
+4,655
+53% +$203K
ADTN icon
2311
Adtran
ADTN
$705M
$626K ﹤0.01%
26,043
+1,986
+8% +$43.9K
GGM
2312
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$626K ﹤0.01%
26,998
-9,000
-25% -$208K
PKY
2313
DELISTED
Parkway, Inc.
PKY
$625K ﹤0.01%
27,185
-3,922
-13% -$90K
ICL icon
2314
ICL Group
ICL
$6.56B
$624K ﹤0.01%
140,606
-17,092
-11% -$77.8K
IBOC icon
2315
International Bancshares
IBOC
$4.74B
$618K ﹤0.01%
15,409
-1,867
-11% -$67.5K
FCE.A
2316
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$613K ﹤0.01%
24,046
-10,709
-31% -$262K
CCS icon
2317
Century Communities
CCS
$1.94B
$608K ﹤0.01%
24,593
+43
+0.2% +$1.04K
SFNC icon
2318
Simmons First National
SFNC
$3.44B
$608K ﹤0.01%
21,004
-3,750
-15% -$100K
ELP
2319
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$606K ﹤0.01%
171,288
+70,080
+69% +$245K
ZG icon
2320
Zillow
ZG
$8.09B
$606K ﹤0.01%
15,094
+6,460
+75% +$273K
RGP icon
2321
Resources Connection
RGP
$155M
$605K ﹤0.01%
43,531
+6,798
+19% +$88.7K
W icon
2322
Wayfair
W
$11.6B
$605K ﹤0.01%
8,975
+2,551
+40% +$189K
GLP icon
2323
Global Partners
GLP
$1.68B
$602K ﹤0.01%
34,582
-14,595
-30% -$253K
MNR
2324
DELISTED
Monmouth Real Estate Investment Corp
MNR
$602K ﹤0.01%
37,140
-16,157
-30% -$252K
EV
2325
DELISTED
Eaton Vance Corp.
EV
$601K ﹤0.01%
12,189
+2,544
+26% +$122K
91 92
93
94 95

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.