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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMD
2301
Western Asset Emerging Markets Debt Fund
EMD
$616M
$617K ﹤0.01%
37,930
-1,005
-3% -$16.3K
TWLO icon
2302
Twilio
TWLO
$28.9B
$616K ﹤0.01%
+9,570
New +$478K
PDCE
2303
DELISTED
PDC Energy, Inc.
PDCE
$615K ﹤0.01%
9,176
-1,774
-16% -$107K
RICE
2304
DELISTED
Rice Energy Inc.
RICE
$615K ﹤0.01%
23,549
-6,275
-21% -$156K
AVX
2305
DELISTED
AVX Corporation
AVX
$614K ﹤0.01%
44,523
+11,844
+36% +$162K
CMPR icon
2306
Cimpress
CMPR
$2.28B
$611K ﹤0.01%
6,045
+1,796
+42% +$175K
TD icon
2307
Toronto Dominion Bank
TD
$200B
$609K ﹤0.01%
13,725
-65,425
-83% -$2.87M
STL
2308
DELISTED
Sterling Bancorp
STL
$609K ﹤0.01%
34,819
+11,943
+52% +$203K
BLMN icon
2309
Bloomin' Brands
BLMN
$931M
$608K ﹤0.01%
35,246
+11,840
+51% +$220K
BW icon
2310
Babcock & Wilcox
BW
$1.41B
$608K ﹤0.01%
3,682
-500
-12% -$80.2K
EC icon
2311
Ecopetrol
EC
$35.6B
$605K ﹤0.01%
69,101
-36,052
-34% -$318K
EXPR
2312
DELISTED
Express, Inc.
EXPR
$605K ﹤0.01%
2,565
-140
-5% -$37.9K
SIMO icon
2313
Silicon Motion
SIMO
$9.15B
$597K ﹤0.01%
11,529
+1,528
+15% +$79.7K
MMT
2314
Aberdeen Multi-Market Income Fund
MMT
$241M
$596K ﹤0.01%
97,755
-10,888
-10% -$66.8K
ADX icon
2315
Adams Diversified Equity Fund
ADX
$3.18B
$595K ﹤0.01%
45,264
– –
FET icon
2316
Forum Energy Technologies
FET
$844M
$595K ﹤0.01%
1,498
-340
-18% -$117K
DBI icon
2317
Designer Brands
DBI
$338M
$593K ﹤0.01%
+28,953
New +$679K
OVV icon
2318
Ovintiv
OVV
$16.5B
$592K ﹤0.01%
11,312
-4,938
-30% -$222K
PFO
2319
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$590K ﹤0.01%
51,147
-9,155
-15% -$112K
CTB
2320
DELISTED
Cooper Tire & Rubber Co.
CTB
$588K ﹤0.01%
15,458
+323
+2% +$10.8K
SHG icon
2321
Shinhan Financial Group
SHG
$34.8B
$587K ﹤0.01%
16,111
+5,198
+48% +$185K
FGP
2322
DELISTED
Ferrellgas Partners, L.P.
FGP
$586K ﹤0.01%
50,327
-29,535
-37% -$552K
UMC icon
2323
United Microelectronic
UMC
$48.1B
$582K ﹤0.01%
314,156
+51,659
+20% +$98.8K
NUAN
2324
DELISTED
Nuance Communications, Inc.
NUAN
$582K ﹤0.01%
46,305
+1,686
+4% +$22.1K
JRI icon
2325
Nuveen Real Asset Income & Growth Fund
JRI
$348M
$581K ﹤0.01%
33,698
-18,673
-36% -$323K
91 92
93
94 95

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.