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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNXR
2301
DELISTED
Connecture, Inc.
CNXR
$677K ﹤0.01%
148,329
+7,609
+5% +$60.2K
THO icon
2302
Thor Industries
THO
$4.14B
$676K ﹤0.01%
13,059
-28,552
-69% -$1.56M
BBL
2303
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$673K ﹤0.01%
21,937
+5,799
+36% +$203K
HSII
2304
DELISTED
Heidrick & Struggles
HSII
$670K ﹤0.01%
34,440
+719
+2% +$15.5K
DDS icon
2305
Dillards
DDS
$9.56B
$666K ﹤0.01%
7,616
-1,843
-19% -$178K
ICON
2306
DELISTED
Iconix Brand Group, Inc.
ICON
$666K ﹤0.01%
4,925
-434
-8% -$75.2K
WTM icon
2307
White Mountains Insurance
WTM
$5.13B
$661K ﹤0.01%
+885
New +$637K
DL
2308
DELISTED
China Distance Education Holdings Limited
DL
$658K ﹤0.01%
51,461
-6,963
-12% -$86.1K
NPT
2309
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$656K ﹤0.01%
50,280
-1,714
-3% -$22.4K
OB
2310
DELISTED
Onebeacon Insurance Group Ltd
OB
$655K ﹤0.01%
46,703
-3,121
-6% -$45.6K
BURL icon
2311
Burlington
BURL
$23.2B
$650K ﹤0.01%
12,728
-7,275
-36% -$388K
MRD
2312
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$649K ﹤0.01%
36,924
-3,540
-9% -$63.7K
HA
2313
DELISTED
Hawaiian Holdings, Inc.
HA
$647K ﹤0.01%
26,200
-66,872
-72% -$1.59M
NTRI
2314
DELISTED
NutriSystem, Inc.
NTRI
$646K ﹤0.01%
24,365
-4,515
-16% -$123K
SLGN icon
2315
Silgan Holdings
SLGN
$4.41B
$642K ﹤0.01%
24,686
-4,086
-14% -$108K
PRA
2316
DELISTED
ProAssurance
PRA
$641K ﹤0.01%
13,060
-15,046
-54% -$731K
EGN
2317
DELISTED
Energen
EGN
$638K ﹤0.01%
12,801
-766
-6% -$41.3K
TXNM
2318
TXNM Energy Inc
TXNM
$5.94B
$636K ﹤0.01%
22,696
-127,565
-85% -$3.33M
DDD icon
2319
3D Systems Corp
DDD
$613M
$634K ﹤0.01%
54,809
+5,479
+11% +$76K
HTHT icon
2320
Huazhu Hotels Group
HTHT
$13B
$634K ﹤0.01%
104,212
-48,240
-32% -$294K
CLD
2321
DELISTED
Cloud Peak Energy Inc
CLD
$632K ﹤0.01%
240,165
-50,291
-17% -$168K
CNQ icon
2322
Canadian Natural Resources
CNQ
$93.8B
$631K ﹤0.01%
67,081
+4,377
+7% +$48.2K
WPX
2323
DELISTED
WPX Energy, Inc.
WPX
$630K ﹤0.01%
95,282
+1,588
+2% +$13.3K
CP icon
2324
Canadian Pacific Kansas City
CP
$80.5B
$629K ﹤0.01%
21,925
-4,270
-16% -$129K
B
2325
DELISTED
Barnes Group Inc.
B
$628K ﹤0.01%
17,426
+11,365
+188% +$435K
91 92
93
94 95

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.