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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMBS icon
2276
iShares CMBS ETF
CMBS
$474M
$732K ﹤0.01%
14,338
+5,985
+72% +$309K
VIVO
2277
DELISTED
Meridian Bioscience Inc
VIVO
$729K ﹤0.01%
41,186
-11,512
-22% -$202K
TCP
2278
DELISTED
TC Pipelines LP
TCP
$726K ﹤0.01%
12,343
-7,889
-39% -$426K
HDS
2279
DELISTED
HD Supply Holdings, Inc.
HDS
$725K ﹤0.01%
17,050
-110,123
-87% -$4.06M
DNI
2280
DELISTED
Dividend and Income Fund
DNI
$725K ﹤0.01%
61,163
-7,453
-11% -$84.5K
MUB icon
2281
iShares National Muni Bond ETF
MUB
$45.3B
$724K ﹤0.01%
6,696
-1,795
-21% -$197K
ESI icon
2282
Element Solutions
ESI
$9.37B
$720K ﹤0.01%
73,381
-7,049
-9% -$60.2K
NVEC icon
2283
NVE Corp
NVEC
$626M
$719K ﹤0.01%
10,062
+2,542
+34% +$160K
ENIA
2284
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$719K ﹤0.01%
87,554
-63,056
-42% -$525K
ENTG icon
2285
Entegris
ENTG
$21.8B
$716K ﹤0.01%
40,011
+29,291
+273% +$508K
TWTR
2286
DELISTED
Twitter, Inc.
TWTR
$716K ﹤0.01%
43,907
-87,297
-67% -$1.6M
ADX icon
2287
Adams Diversified Equity Fund
ADX
$3.17B
$711K ﹤0.01%
56,012
+10,748
+24% +$138K
SMTC icon
2288
Semtech
SMTC
$12.6B
$711K ﹤0.01%
22,521
+2,445
+12% +$68.5K
POWI icon
2289
Power Integrations
POWI
$3.29B
$707K ﹤0.01%
20,826
+2,686
+15% +$88K
FUN icon
2290
Cedar Fair
FUN
$1.61B
$705K ﹤0.01%
10,978
+1,610
+17% +$96.6K
FTS icon
2291
Fortis
FTS
$28.6B
$704K ﹤0.01%
+22,812
New +$708K
AVAL icon
2292
Grupo Aval
AVAL
$6.07B
$701K ﹤0.01%
88,343
+25,956
+42% +$207K
TRS icon
2293
TriMas Corp
TRS
$1.45B
$694K ﹤0.01%
+29,527
New +$603K
FDS icon
2294
Factset
FDS
$9.77B
$692K ﹤0.01%
4,238
-26,813
-86% -$4.28M
USCR
2295
DELISTED
U S Concrete, Inc.
USCR
$690K ﹤0.01%
10,531
-55,456
-84% -$3.09M
PTR
2296
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$689K ﹤0.01%
9,352
-7,202
-44% -$508K
MTSI icon
2297
MACOM Technology Solutions
MTSI
$23B
$688K ﹤0.01%
14,865
+2,801
+23% +$122K
CHUY
2298
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$686K ﹤0.01%
+21,142
New +$640K
RLJ icon
2299
RLJ Lodging Trust
RLJ
$1.81B
$685K ﹤0.01%
27,973
+3,599
+15% +$79.3K
INVN
2300
DELISTED
Invensense Inc
INVN
$685K ﹤0.01%
+53,555
New +$458K
90 91
92
93 94

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.