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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALB icon
2276
Albemarle
ALB
$15.5B
$983K ﹤0.01%
14,806
+2,479
+20% +$160K
SFR
2277
DELISTED
Starwood Waypoint Homes
SFR
$983K ﹤0.01%
+34,154
New +$963K
PRXL
2278
DELISTED
Parexel International Corp
PRXL
$980K ﹤0.01%
18,132
-46,173
-72% -$2.37M
XRTX
2279
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
$978K ﹤0.01%
+73,892
New +$977K
TEO icon
2280
Telecom Argentina
TEO
$5.96B
$977K ﹤0.01%
51,210
-7,180
-12% -$119K
BRKL
2281
DELISTED
Brookline Bancorp
BRKL
$975K ﹤0.01%
103,503
+729
+0.7% +$6.73K
NUW icon
2282
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$975K ﹤0.01%
60,979
+27,034
+80% +$428K
MAGN
2283
Magnera Corp
MAGN
$460M
$973K ﹤0.01%
2,751
-3
-0.1% -$1.14K
KNDI
2284
Kandi Technologies Group
KNDI
$65.5M
$969K ﹤0.01%
+59,080
New +$887K
TRST
2285
Trustco Bank Corp NY
TRST
$938M
$969K ﹤0.01%
27,536
+7,914
+40% +$270K
VCO
2286
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
$968K ﹤0.01%
24,183
-3,483
-13% -$132K
VCLT icon
2287
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$967K ﹤0.01%
11,082
-2,281
-17% -$195K
FINL
2288
DELISTED
Finish Line
FINL
$966K ﹤0.01%
35,647
+4,132
+13% +$110K
PCY icon
2289
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$965K ﹤0.01%
34,473
-7,094
-17% -$193K
LDR
2290
DELISTED
Landauer Inc
LDR
$960K ﹤0.01%
21,216
-4,987
-19% -$245K
HIBB
2291
DELISTED
Hibbett, Inc. Common Stock
HIBB
$959K ﹤0.01%
18,123
+12,743
+237% +$752K
QLIK
2292
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$953K ﹤0.01%
35,830
-1,810
-5% -$50.5K
PZZA icon
2293
Papa John's
PZZA
$806M
$952K ﹤0.01%
18,274
-7,060
-28% -$349K
LOGM
2294
DELISTED
LogMein, Inc.
LOGM
$951K ﹤0.01%
21,189
-8,583
-29% -$330K
AEC
2295
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$951K ﹤0.01%
56,130
+4,901
+10% +$81.4K
ENTR
2296
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$951K ﹤0.01%
+232,616
New +$1.01M
ICF icon
2297
iShares Select U.S. REIT ETF
ICF
$2.09B
$946K ﹤0.01%
23,010
-10,492
-31% -$417K
PTNR
2298
DELISTED
Partner Communications
PTNR
$945K ﹤0.01%
105,636
-32,621
-24% -$290K
CATM
2299
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$945K ﹤0.01%
24,319
-8,320
-25% -$337K
CPLA
2300
DELISTED
Capella Education Company
CPLA
$941K ﹤0.01%
14,908
-6,178
-29% -$400K
90 91
92
93 94

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.