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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIM
2251
Franklin Master Intermediate Income Trust
PIM
$150M
$722K ﹤0.01%
152,584
+12,772
+9% +$60.4K
TBRG
2252
DELISTED
TruBridge
TBRG
$722K ﹤0.01%
24,461
-9,494
-28% -$285K
BLJ
2253
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
$722K ﹤0.01%
48,587
-4,300
-8% -$64.5K
CLDR
2254
DELISTED
Cloudera, Inc.
CLDR
$720K ﹤0.01%
+43,375
New +$772K
DVY icon
2255
iShares Select Dividend ETF
DVY
$23.6B
$718K ﹤0.01%
7,672
+3,242
+73% +$300K
BBDO icon
2256
Banco Bradesco
BBDO
$35.5B
$715K ﹤0.01%
108,530
+102,823
+1,802% +$639K
ERC
2257
Allspring Multi-Sector Income Fund
ERC
$256M
$713K ﹤0.01%
53,133
+24,115
+83% +$322K
SXC icon
2258
SunCoke Energy
SXC
$687M
$713K ﹤0.01%
78,042
+10,186
+15% +$95.8K
MSTR icon
2259
Strategy Inc
MSTR
$34.4B
$712K ﹤0.01%
55,720
+630
+1% +$9.16K
FMSA
2260
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$712K ﹤0.01%
149,065
+10,196
+7% +$33K
CENT icon
2261
Central Garden & Pet Co
CENT
$2.73B
$710K ﹤0.01%
22,815
+1,950
+9% +$53.7K
FUL icon
2262
H.B. Fuller
FUL
$3.07B
$710K ﹤0.01%
12,208
-726
-6% -$38K
JPS
2263
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$710K ﹤0.01%
68,208
-8,184
-11% -$83.9K
DNI
2264
DELISTED
Dividend and Income Fund
DNI
$709K ﹤0.01%
55,155
-40,170
-42% -$502K
CSV icon
2265
Carriage Services
CSV
$656M
$702K ﹤0.01%
27,469
-11
-0% -$275
SUP
2266
DELISTED
Superior Industries International
SUP
$702K ﹤0.01%
42,238
+7,409
+21% +$126K
WWW icon
2267
Wolverine World Wide
WWW
$1.68B
$702K ﹤0.01%
24,391
+250
+1% +$6.79K
MFT
2268
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$702K ﹤0.01%
48,563
-2,742
-5% -$40.1K
ADX icon
2269
Adams Diversified Equity Fund
ADX
$3.16B
$701K ﹤0.01%
46,059
-28,311
-38% -$417K
MTSI icon
2270
MACOM Technology Solutions
MTSI
$18.6B
$701K ﹤0.01%
15,730
-6,279
-29% -$306K
PAI
2271
Western Asset Investment Grade Income Fund
PAI
$113M
$701K ﹤0.01%
42,772
-8,711
-17% -$137K
RNR icon
2272
RenaissanceRe
RNR
$13.4B
$699K ﹤0.01%
5,174
-4,994
-49% -$703K
CET
2273
Central Securities Corp
CET
$1.6B
$695K ﹤0.01%
26,878
-19,190
-42% -$485K
BLDR icon
2274
Builders FirstSource
BLDR
$7.65B
$694K ﹤0.01%
38,579
+12,001
+45% +$194K
CLF icon
2275
Cleveland-Cliffs
CLF
$6.26B
$694K ﹤0.01%
97,073
-335
-0.3% -$2.5K
89 90
91
92 93

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.