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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOF icon
2201
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$801K ﹤0.01%
60,733
-4,974
-8% -$65.2K
USPH icon
2202
US Physical Therapy
USPH
$1.2B
$797K ﹤0.01%
12,983
+1,213
+10% +$73.9K
FSP
2203
Franklin Street Properties
FSP
$47.2M
$796K ﹤0.01%
74,865
-20,490
-21% -$211K
MITT
2204
TPG Mortgage Investment Trust
MITT
$222M
$795K ﹤0.01%
13,772
+25
+0.2% +$1.42K
ALV icon
2205
Autoliv
ALV
$9.02B
$791K ﹤0.01%
8,890
+2,879
+48% +$234K
POWL icon
2206
Powell Industries
POWL
$7.6B
$791K ﹤0.01%
79,104
+13,701
+21% +$139K
IEP icon
2207
Icahn Enterprises
IEP
$5.24B
$788K ﹤0.01%
14,357
+291
+2% +$15.3K
ETP
2208
DELISTED
Energy Transfer Partners, L.P.
ETP
$787K ﹤0.01%
43,054
-11,058
-20% -$215K
FUN icon
2209
Cedar Fair
FUN
$1.77B
$786K ﹤0.01%
12,260
+183
+2% +$12.3K
MUB icon
2210
iShares National Muni Bond ETF
MUB
$45.3B
$785K ﹤0.01%
7,077
-273
-4% -$30.3K
KOF icon
2211
Coca-Cola Femsa
KOF
$22.7B
$782K ﹤0.01%
10,140
+2,386
+31% +$199K
DRH icon
2212
Diamondrock Hospitality Co
DRH
$2.71B
$780K ﹤0.01%
71,261
-200,816
-74% -$2.24M
EGN
2213
DELISTED
Energen
EGN
$780K ﹤0.01%
14,267
+1,357
+11% +$69.1K
NUV icon
2214
Nuveen Municipal Value Fund
NUV
$1.92B
$778K ﹤0.01%
75,987
-1,979
-3% -$20.2K
CATM
2215
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$778K ﹤0.01%
33,772
+3,075
+10% +$87.4K
AUO
2216
DELISTED
AU Optronics Corp
AUO
$777K ﹤0.01%
192,324
+83,044
+76% +$335K
NNN icon
2217
NNN REIT
NNN
$9.04B
$775K ﹤0.01%
18,594
-7,641
-29% -$312K
WPP icon
2218
WPP
WPP
$4.36B
$773K ﹤0.01%
8,328
+3,824
+85% +$375K
DELL icon
2219
Dell
DELL
$262B
$772K ﹤0.01%
35,629
-30,466
-46% -$587K
EGHT icon
2220
8x8 Inc
EGHT
$269M
$771K ﹤0.01%
57,128
+2,519
+5% +$34.3K
WSO icon
2221
Watsco Inc
WSO
$12.7B
$771K ﹤0.01%
4,783
+2,440
+104% +$369K
TMP icon
2222
Tompkins Financial
TMP
$1.43B
$770K ﹤0.01%
8,946
+668
+8% +$51.9K
FET icon
2223
Forum Energy Technologies
FET
$708M
$768K ﹤0.01%
2,413
+331
+16% +$88.7K
BMA icon
2224
Banco Macro
BMA
$5.88B
$767K ﹤0.01%
6,540
+876
+15% +$85K
TTSH
2225
DELISTED
Tile Shop Holdings
TTSH
$767K ﹤0.01%
60,471
+5,924
+11% +$92.6K
87 88
89
90 91

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.