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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVRI icon
2201
Enviri
NVRI
$630M
$1.01M ﹤0.01%
+53,754
New +$1.05M
CRC
2202
DELISTED
California Resources Corporation
CRC
$1.01M ﹤0.01%
+18,489
New +$1.11M
EDE
2203
DELISTED
Empire District Electric
EDE
$1.01M ﹤0.01%
34,025
+20,927
+160% +$578K
AVG
2204
DELISTED
AVG Technologies N.V.
AVG
$1.01M ﹤0.01%
50,918
-1,310
-3% -$24.2K
EPI icon
2205
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$1M ﹤0.01%
45,564
-2,800
-6% -$62.9K
GLV
2206
Clough Global Dividend & Income Fund
GLV
$78.4M
$1M ﹤0.01%
68,157
-11,371
-14% -$163K
ABDC
2207
DELISTED
Alcentra Capital Corp
ABDC
$1M ﹤0.01%
80,392
-31,900
-28% -$403K
FFA
2208
First Trust Enhanced Equity Income Fund
FFA
$464M
$1M ﹤0.01%
70,014
-13,001
-16% -$188K
EVY
2209
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$1M ﹤0.01%
73,331
+6,892
+10% +$95K
LII icon
2210
Lennox International
LII
$15.1B
$1M ﹤0.01%
10,528
-11,760
-53% -$1.04M
ANN
2211
DELISTED
ANN INC
ANN
$999K ﹤0.01%
27,391
-1,755
-6% -$66.1K
DUC
2212
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$997K ﹤0.01%
101,621
+22,230
+28% +$219K
MFM
2213
Aberdeen Municipal Income Fund
MFM
$222M
$996K ﹤0.01%
150,034
+53,946
+56% +$354K
ETG
2214
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
$994K ﹤0.01%
61,513
-37,503
-38% -$624K
CASH icon
2215
Pathward Financial
CASH
$1.86B
$992K ﹤0.01%
84,921
+3,693
+5% +$44.2K
NSP icon
2216
Insperity
NSP
$1.96B
$988K ﹤0.01%
58,324
-14,140
-20% -$223K
NBB icon
2217
Nuveen Taxable Municipal Income Fund
NBB
$450M
$985K ﹤0.01%
46,479
-7,601
-14% -$157K
WWW icon
2218
Wolverine World Wide
WWW
$1.56B
$983K ﹤0.01%
33,358
+3,264
+11% +$90.4K
UFI icon
2219
UNIFI
UFI
$128M
$982K ﹤0.01%
+33,050
New +$914K
PTC icon
2220
PTC
PTC
$16B
$976K ﹤0.01%
26,626
-336,279
-93% -$12.4M
AKS
2221
DELISTED
AK Steel Holding Corp
AKS
$975K ﹤0.01%
164,078
+103,794
+172% +$653K
UIS icon
2222
Unisys
UIS
$210M
$974K ﹤0.01%
33,065
+876
+3% +$22K
TCP
2223
DELISTED
TC Pipelines LP
TCP
$973K ﹤0.01%
13,658
+9,054
+197% +$622K
ARMH
2224
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$971K ﹤0.01%
20,973
-7,382
-26% -$315K
CXT icon
2225
Crane NXT
CXT
$3.13B
$967K ﹤0.01%
47,466
-38
-0.1% -$787
87 88
89
90 91

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.