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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESL
2201
DELISTED
Esterline Technologies
ESL
$1.11M ﹤0.01%
10,444
+87
+0.8% +$9.17K
KBR icon
2202
KBR
KBR
$4.8B
$1.11M ﹤0.01%
41,654
-14,292
-26% -$431K
SAVE
2203
DELISTED
Spirit Airlines, Inc.
SAVE
$1.11M ﹤0.01%
18,697
-8,215
-31% -$431K
CRUS icon
2204
Cirrus Logic
CRUS
$6.26B
$1.11M ﹤0.01%
55,771
+1,643
+3% +$31.3K
MCRI icon
2205
Monarch Casino & Resort
MCRI
$2.23B
$1.11M ﹤0.01%
59,648
-22,646
-28% -$424K
PAC icon
2206
Grupo Aeroportuario del Pacifico
PAC
$13.3B
$1.11M ﹤0.01%
18,904
-2,550
-12% -$136K
ESRT icon
2207
Empire State Realty Trust
ESRT
$836M
$1.1M ﹤0.01%
+72,985
New +$1.09M
GAME
2208
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$1.1M ﹤0.01%
169,686
+1,090
+0.6% +$6.6K
JOBS
2209
DELISTED
51job Inc
JOBS
$1.1M ﹤0.01%
30,824
-2,986
-9% -$114K
LBTYA icon
2210
Liberty Global Class A
LBTYA
$3.6B
$1.1M ﹤0.01%
96,531
-82,483
-46% -$2.9M
SUSS
2211
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
$1.09M ﹤0.01%
17,506
-2,024
-10% -$125K
PMM
2212
Franklin Managed Municipal Income Trust
PMM
$273M
$1.09M ﹤0.01%
157,023
-15,987
-9% -$111K
VEDL
2213
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$1.09M ﹤0.01%
88,029
-11,344
-11% -$136K
AIRM
2214
DELISTED
Air Methods Corp
AIRM
$1.09M ﹤0.01%
20,447
-6,174
-23% -$330K
ZQK
2215
DELISTED
QUICKSILVER,INC.
ZQK
$1.09M ﹤0.01%
145,375
-116,486
-44% -$896K
BKD icon
2216
Brookdale Senior Living
BKD
$3.4B
$1.09M ﹤0.01%
32,561
+7,399
+29% +$224K
CLW icon
2217
Clearwater Paper
CLW
$376M
$1.09M ﹤0.01%
17,393
-80
-0.5% -$4.76K
TYL icon
2218
Tyler Technologies
TYL
$12.8B
$1.09M ﹤0.01%
13,002
-5,149
-28% -$497K
AZPN
2219
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.09M ﹤0.01%
25,694
-2,457
-9% -$104K
BFYT
2220
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$1.09M ﹤0.01%
105,039
+5,152
+5% +$58.2K
CXH
2221
DELISTED
MFS Investment Grade Municipal Trust
CXH
$1.08M ﹤0.01%
121,164
-19,155
-14% -$170K
MNP
2222
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.08M ﹤0.01%
75,004
-3,880
-5% -$55K
CLDT
2223
Chatham Lodging
CLDT
$586M
$1.08M ﹤0.01%
53,317
-169,647
-76% -$3.49M
MRVL icon
2224
Marvell Technology
MRVL
$196B
$1.08M ﹤0.01%
68,450
+16,669
+32% +$255K
SLAB icon
2225
Silicon Laboratories
SLAB
$7.23B
$1.08M ﹤0.01%
20,632
+15,948
+340% +$770K
87 88
89
90 91

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.