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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.13B
Cap. Flow
% of AUM
-3.5%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2176
Regis Corp
RGS
$71.9M
| $821K | ﹤0.01% |
3,274
-26
| -0.8% | -$6.82K |
|
|
CBR
2177
DELISTED
CIBER Inc.
CBR
| $821K | ﹤0.01% |
714,075
+10,467
| +1% | +$13.5K |
|
2178
BlackRock Taxable Municipal Bond Trust
BBN
$983M
| $820K | ﹤0.01% |
34,229
+21,428
| +167% | +$523K |
|
2179
CONMED
CNMD
$1.49B
| $817K | ﹤0.01% |
20,403
-2,310
| -10% | -$98.1K |
|
|
CIT
2180
DELISTED
CIT Group Inc.
CIT
| $817K | ﹤0.01% |
22,522
+5,082
| +29% | +$178K |
|
|
RIC
2181
DELISTED
Richmont Mines Inc.
RIC
| $816K | ﹤0.01% |
+81,160
| New | +$810K |
|
|
CLNY
2182
DELISTED
Colony Capital, Inc.
CLNY
| $816K | ﹤0.01% |
44,744
-17,595
| -28% | -$311K |
|
2183
Sanofi
SNY
$104B
| $811K | ﹤0.01% |
21,247
-3,610
| -15% | -$145K |
|
|
FAV
2184
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
| $811K | ﹤0.01% |
89,054
-6,647
| -7% | -$60.4K |
|
|
ACIA
2185
DELISTED
Acacia Communications Inc
ACIA
| $810K | ﹤0.01% |
+7,838
| New | +$677K |
|
2186
IDT Corp
IDT
$1.65B
| $809K | ﹤0.01% |
55,507
+3,955
| +8% | +$50.6K |
|
|
RFI
2187
Cohen & Steers Total Return Realty Fund
RFI
$307M
| $808K | ﹤0.01% |
61,333
-22,763
| -27% | -$313K |
|
|
VWR
2188
DELISTED
VWR Corporation
VWR
| $808K | ﹤0.01% |
28,475
-13,992
| -33% | -$406K |
|
|
NRO
2189
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
| $804K | ﹤0.01% |
148,074
-186
| -0.1% | -$1.03K |
|
2190
Federal Signal
FSS
$7.8B
| $803K | ﹤0.01% |
60,536
+933
| +2% | +$12.3K |
|
|
ININ
2191
DELISTED
Interactive Intelligence Group, inc.
ININ
| $802K | ﹤0.01% |
+13,340
| New | +$721K |
|
2192
Innoviva
INVA
$1.56B
| $800K | ﹤0.01% |
72,776
-52,249
| -42% | -$610K |
|
2193
United Parks & Resorts
PRKS
$2.09B
| $798K | ﹤0.01% |
59,208
+25,784
| +77% | +$353K |
|
2194
Columbia Sportswear
COLM
$2.93B
| $796K | ﹤0.01% |
+14,023
| New | +$800K |
|
|
GGM
2195
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
| – | – |
0
| – | – |
|
|
CNXM
2196
DELISTED
CNX Midstream Partners LP
CNXM
| $793K | ﹤0.01% |
43,826
+21,868
| +100% | +$388K |
|
|
PCM
2197
PCM Fund
PCM
$70M
| $792K | ﹤0.01% |
79,162
-19,043
| -19% | -$191K |
|
|
FTD
2198
DELISTED
FTD Companies, Inc. Common Stock
FTD
| $791K | ﹤0.01% |
38,442
+22
| +0.1% | +$528 |
|
|
USG
2199
DELISTED
Usg
USG
| $790K | ﹤0.01% |
30,591
+1,362
| +5% | +$37.8K |
|
|
AVTA
2200
DELISTED
Avantax, Inc. Common Stock
AVTA
| $788K | ﹤0.01% |
70,322
-1,326
| -2% | -$14.7K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.