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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYN
2151
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$908K ﹤0.01%
91,979
-2,938
-3% -$28.4K
HIMX
2152
Himax Technologies
HIMX
$2.55B
$907K ﹤0.01%
113,858
-61,958
-35% -$460K
TRI icon
2153
Thomson Reuters
TRI
$44.1B
$905K ﹤0.01%
19,373
-53,702
-73% -$2.45M
VOXX
2154
DELISTED
VOXX International Corporation Class A
VOXX
$903K ﹤0.01%
121,663
-6,769
-5% -$53.4K
CRR
2155
DELISTED
Carbo Ceramics Inc.
CRR
$903K ﹤0.01%
47,550
+439
+0.9% +$12.8K
SPOK icon
2156
Spok Holdings
SPOK
$241M
$899K ﹤0.01%
54,608
-8,490
-13% -$141K
GGAL icon
2157
Galicia Financial Group
GGAL
$7.42B
$896K ﹤0.01%
50,311
-3,435
-6% -$66.7K
MTRN icon
2158
Materion
MTRN
$6.04B
$896K ﹤0.01%
29,857
-2,139
-7% -$68.3K
HHS icon
2159
Harte-Hanks
HHS
$892K ﹤0.01%
25,243
-1,572
-6% -$70.9K
WIRE
2160
DELISTED
Encore Wire Corp
WIRE
$892K ﹤0.01%
27,313
-1,930
-7% -$68.4K
IDT icon
2161
IDT Corp
IDT
$1.62B
$888K ﹤0.01%
87,832
+17,986
+26% +$207K
CAR icon
2162
Avis
CAR
$5.02B
$884K ﹤0.01%
20,239
-10,447
-34% -$453K
MFD
2163
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$884K ﹤0.01%
70,326
+11,236
+19% +$154K
BKE icon
2164
Buckle
BKE
$2.37B
$881K ﹤0.01%
23,823
-4,028
-14% -$170K
ENIA
2165
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$878K ﹤0.01%
128,831
-77,755
-38% -$594K
DNI
2166
DELISTED
Dividend and Income Fund
DNI
$875K ﹤0.01%
80,697
-13,952
-15% -$181K
FOR icon
2167
Forestar Group
FOR
$1.51B
$872K ﹤0.01%
66,324
-4,204
-6% -$54.1K
MWE
2168
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$871K ﹤0.01%
20,286
-83,992
-81% -$4.79M
CLR
2169
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$868K ﹤0.01%
29,964
-72
-0.2% -$2.34K
AWH
2170
DELISTED
Allied World Assurance Co Hld Lt
AWH
$866K ﹤0.01%
22,701
+10,154
+81% +$421K
CXO
2171
DELISTED
CONCHO RESOURCES INC.
CXO
$863K ﹤0.01%
8,781
-646
-7% -$67.7K
ASC icon
2172
Ardmore Shipping
ASC
$683M
$861K ﹤0.01%
71,237
-2,185
-3% -$27.1K
ANET icon
2173
Arista Networks
ANET
$238B
$860K ﹤0.01%
224,976
-46,000
-17% -$219K
CENT icon
2174
Central Garden & Pet Co
CENT
$2.8B
$860K ﹤0.01%
+69,480
New +$666K
SYKE
2175
DELISTED
SYKES Enterprises Inc
SYKE
$860K ﹤0.01%
33,720
-3,529
-9% -$88K
85 86
87
88 89

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.