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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBB icon
2151
Nuveen Taxable Municipal Income Fund
NBB
$448M
$1.21M ﹤0.01%
59,109
+24,314
+70% +$487K
MSEX icon
2152
Middlesex Water
MSEX
$1.08B
$1.21M ﹤0.01%
57,164
+4,881
+9% +$101K
FHI icon
2153
Federated Hermes
FHI
$4.75B
$1.21M ﹤0.01%
39,121
-14,517
-27% -$422K
ELME
2154
Elme Communities
ELME
$146M
$1.21M ﹤0.01%
46,437
-20,032
-30% -$501K
ININ
2155
DELISTED
Interactive Intelligence Group, inc.
ININ
$1.21M ﹤0.01%
21,478
-3,164
-13% -$181K
BGFV
2156
DELISTED
Big 5 Sporting Goods
BGFV
$1.2M ﹤0.01%
98,141
-7,272
-7% -$95K
SEIC icon
2157
SEI Investments
SEIC
$12.4B
$1.2M ﹤0.01%
36,701
-10,242
-22% -$330K
TLM
2158
DELISTED
TALISMAN ENERGY INC
TLM
$1.2M ﹤0.01%
113,187
-85,614
-43% -$894K
HMY icon
2159
Harmony Gold Mining
HMY
$10.1B
$1.2M ﹤0.01%
403,951
+11,735
+3% +$35.4K
GLV
2160
Clough Global Dividend & Income Fund
GLV
$78.2M
$1.2M ﹤0.01%
77,723
+29,181
+60% +$443K
OA
2161
DELISTED
Orbital ATK, Inc.
OA
$1.2M ﹤0.01%
8,920
-172
-2% -$23.7K
FSP
2162
Franklin Street Properties
FSP
$47.9M
$1.19M ﹤0.01%
94,777
+76,104
+408% +$945K
RSX
2163
DELISTED
VanEck Russia ETF
RSX
$1.19M ﹤0.01%
+45,287
New +$1.11M
EXK
2164
Endeavour Silver
EXK
$2.26B
$1.19M ﹤0.01%
217,874
+390
+0.2% +$1.74K
GATX icon
2165
GATX Corp
GATX
$6.41B
$1.19M ﹤0.01%
17,756
+7,534
+74% +$493K
CVG
2166
DELISTED
Convergys
CVG
$1.19M ﹤0.01%
55,406
+7,834
+16% +$170K
CROX icon
2167
Crocs
CROX
$6.4B
$1.19M ﹤0.01%
78,869
-6,457
-8% -$96.2K
SMRT
2168
DELISTED
Stein Mart Inc
SMRT
$1.18M ﹤0.01%
84,955
-8,529
-9% -$113K
MEAS
2169
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
$1.18M ﹤0.01%
13,697
-1,947
-12% -$135K
AVX
2170
DELISTED
AVX Corporation
AVX
$1.18M ﹤0.01%
88,699
+50,570
+133% +$671K
MUX icon
2171
McEwen Inc
MUX
$1.05B
$1.18M ﹤0.01%
40,854
-651
-2% -$15.7K
KMR
2172
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$1.18M ﹤0.01%
15,399
+6,200
+67% +$440K
TIME
2173
DELISTED
Time Inc.
TIME
$1.18M ﹤0.01%
+48,549
New +$1.14M
BSD
2174
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$1.17M ﹤0.01%
86,837
-9,129
-10% -$122K
NSP icon
2175
Insperity
NSP
$2.04B
$1.17M ﹤0.01%
71,044
-7,256
-9% -$115K
85 86
87
88 89

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.