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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MT icon
2126
ArcelorMittal
MT
$52.9B
$914K ﹤0.01%
35,488
-12,608
-26% -$326K
NEOG icon
2127
Neogen
NEOG
$2.63B
$914K ﹤0.01%
31,461
+2,002
+7% +$51.5K
CHH icon
2128
Choice Hotels
CHH
$5.07B
$912K ﹤0.01%
14,275
-1,991
-12% -$124K
EBF icon
2129
Ennis
EBF
$552M
$911K ﹤0.01%
46,387
+13,261
+40% +$254K
SSD icon
2130
Simpson Manufacturing
SSD
$7.72B
$911K ﹤0.01%
18,558
-1
-0% -$45
WIRE
2131
DELISTED
Encore Wire Corp
WIRE
$910K ﹤0.01%
20,345
+3,256
+19% +$137K
CS
2132
DELISTED
Credit Suisse Group
CS
$910K ﹤0.01%
57,595
-6,747
-10% -$102K
CPLA
2133
DELISTED
Capella Education Company
CPLA
$910K ﹤0.01%
12,977
+1,156
+10% +$83.7K
IDT icon
2134
IDT Corp
IDT
$1.64B
$908K ﹤0.01%
76,308
-19,602
-20% -$242K
PFF icon
2135
iShares Preferred and Income Securities ETF
PFF
$13.3B
$908K ﹤0.01%
23,397
+10,327
+79% +$402K
ASTE icon
2136
Astec Industries
ASTE
$1.16B
$906K ﹤0.01%
16,137
+1,348
+9% +$68.7K
FORR icon
2137
Forrester Research
FORR
$223M
$906K ﹤0.01%
21,668
+1,575
+8% +$63.4K
HTH icon
2138
Hilltop Holdings
HTH
$2.26B
$905K ﹤0.01%
34,834
+11,405
+49% +$286K
UBS icon
2139
UBS Group
UBS
$173B
$904K ﹤0.01%
52,724
-846
-2% -$14.5K
SBSI icon
2140
Southside Bancshares
SBSI
$967M
$903K ﹤0.01%
24,832
+1,959
+9% +$66.5K
VLT icon
2141
Invesco High Income Trust II
VLT
$64.9M
$900K ﹤0.01%
59,590
-22,307
-27% -$334K
QHC
2142
DELISTED
Quorum Health Corporation
QHC
$900K ﹤0.01%
173,838
+25,136
+17% +$102K
CP icon
2143
Canadian Pacific Kansas City
CP
$78.1B
$899K ﹤0.01%
26,755
+10,050
+60% +$320K
GRUB
2144
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$898K ﹤0.01%
8,534
+970
+13% +$99.3K
FFBC icon
2145
First Financial Bancorp
FFBC
$3.55B
$897K ﹤0.01%
34,270
-3,255
-9% -$83.2K
SLGN icon
2146
Silgan Holdings
SLGN
$4.23B
$892K ﹤0.01%
30,303
+994
+3% +$30.2K
WST icon
2147
West Pharmaceutical
WST
$24B
$892K ﹤0.01%
9,269
+600
+7% +$54.3K
AGU
2148
DELISTED
Agrium
AGU
$892K ﹤0.01%
8,321
-480
-5% -$47.9K
EOT
2149
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
$891K ﹤0.01%
+39,267
New +$882K
FHB icon
2150
First Hawaiian
FHB
$3.38B
$890K ﹤0.01%
29,381
-40,522
-58% -$1.17M
84 85
86
87 88

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.