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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVE icon
2126
Cenovus Energy
CVE
$54.5B
$940K ﹤0.01%
83,163
-20,672
-20% -$278K
FOF icon
2127
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$940K ﹤0.01%
75,772
-5,163
-6% -$63.1K
GLNG icon
2128
Golar LNG
GLNG
$5B
$938K ﹤0.01%
33,597
-67,090
-67% -$1.79M
ADPT
2129
DELISTED
Adeptus Health Inc
ADPT
$936K ﹤0.01%
519,475
-82,636
-14% -$464K
BWG
2130
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$927K ﹤0.01%
72,553
-9,429
-12% -$117K
FDS icon
2131
Factset
FDS
$9.59B
$927K ﹤0.01%
5,618
+1,380
+33% +$241K
WST icon
2132
West Pharmaceutical
WST
$24.5B
$919K ﹤0.01%
11,245
+203
+2% +$17K
MOV icon
2133
Movado Group
MOV
$866M
$918K ﹤0.01%
36,835
-6,447
-15% -$163K
AGU
2134
DELISTED
Agrium
AGU
$913K ﹤0.01%
9,559
-1,039
-10% -$105K
SCMP
2135
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$911K ﹤0.01%
+82,879
New +$962K
CCMP
2136
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$909K ﹤0.01%
11,860
+2,062
+21% +$142K
DATA
2137
DELISTED
Tableau Software, Inc.
DATA
$909K ﹤0.01%
18,360
+219
+1% +$10.8K
WCC
2138
WESCO International
WCC
$17.6B
$908K ﹤0.01%
13,049
+6,770
+108% +$474K
DGII icon
2139
Digi International
DGII
$2.65B
$902K ﹤0.01%
75,796
-14,089
-16% -$181K
MDR
2140
DELISTED
McDermott International
MDR
$901K ﹤0.01%
44,479
-21,407
-32% -$472K
PRKS icon
2141
United Parks & Resorts
PRKS
$2.15B
$900K ﹤0.01%
49,221
-6,231
-11% -$116K
ABDC
2142
DELISTED
Alcentra Capital Corp
ABDC
$900K ﹤0.01%
65,523
-2,131
-3% -$27.1K
KWR icon
2143
Quaker Houghton
KWR
$2.89B
$899K ﹤0.01%
6,825
-841
-11% -$110K
SMC
2144
Summit Midstream
SMC
$431M
$899K ﹤0.01%
2,497
+146
+6% +$52.8K
PAI
2145
Western Asset Investment Grade Income Fund
PAI
$113M
$898K ﹤0.01%
61,992
-8,227
-12% -$117K
CLB icon
2146
Core Laboratories
CLB
$491M
$897K ﹤0.01%
7,772
-5,980
-43% -$695K
NATI
2147
DELISTED
National Instruments Corp
NATI
$896K ﹤0.01%
27,510
+10,664
+63% +$339K
DEL
2148
DELISTED
Deltic Timber
DEL
$896K ﹤0.01%
11,488
-495
-4% -$38K
CENT icon
2149
Central Garden & Pet Co
CENT
$2.72B
$895K ﹤0.01%
30,183
-6,026
-17% -$166K
EGHT icon
2150
8x8 Inc
EGHT
$292M
$893K ﹤0.01%
58,624
-15,610
-21% -$237K
84 85
86
87 88

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.