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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBHC
2126
DELISTED
The Brand House Collective
TBHC
$912K ﹤0.01%
74,883
+405
+0.5% +$5.66K
IRT icon
2127
Independence Realty Trust
IRT
$4.02B
$910K ﹤0.01%
101,123
+30,241
+43% +$282K
FWONK icon
2128
Liberty Media Series C
FWONK
$24.6B
$905K ﹤0.01%
33,283
-8,112
-20% -$177K
YELP icon
2129
Yelp
YELP
$1.39B
$900K ﹤0.01%
+21,587
New +$757K
PENN icon
2130
PENN Entertainment
PENN
$2.75B
$899K ﹤0.01%
66,239
+677
+1% +$9.53K
QUNR
2131
DELISTED
Qunar Cayman Islands Limited
QUNR
$897K ﹤0.01%
30,934
-12,740
-29% -$376K
SYNT
2132
DELISTED
Syntel Inc
SYNT
$896K ﹤0.01%
21,375
+1,251
+6% +$56K
HTHT icon
2133
Huazhu Hotels Group
HTHT
$13.1B
$894K ﹤0.01%
79,424
+5,328
+7% +$55.7K
N
2134
DELISTED
Netsuite Inc
N
$894K ﹤0.01%
8,079
+4,344
+116% +$438K
EGN
2135
DELISTED
Energen
EGN
$893K ﹤0.01%
15,475
-2,994
-16% -$156K
BRC icon
2136
Brady Corp
BRC
$4.63B
$892K ﹤0.01%
25,756
-4,078
-14% -$134K
GIII icon
2137
G-III Apparel Group
GIII
$1.52B
$890K ﹤0.01%
30,512
+715
+2% +$28.1K
UHAL icon
2138
U-Haul Holding Co
UHAL
$14.7B
$890K ﹤0.01%
27,460
+8,470
+45% +$302K
FAM
2139
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$889K ﹤0.01%
75,465
-57,002
-43% -$664K
MBLY
2140
DELISTED
Mobileye N.V.
MBLY
$888K ﹤0.01%
20,874
+2,180
+12% +$101K
TCBK icon
2141
TriCo Bancshares
TCBK
$1.84B
$885K ﹤0.01%
33,073
+36
+0.1% +$967
FUL icon
2142
H.B. Fuller
FUL
$3.17B
$881K ﹤0.01%
18,965
+2,857
+18% +$132K
BGY icon
2143
BlackRock Enhanced International Dividend Trust
BGY
$524M
$876K ﹤0.01%
147,771
+45,523
+45% +$267K
SAAS
2144
DELISTED
inContact, Inc.
SAAS
$873K ﹤0.01%
62,470
+8,246
+15% +$114K
NVAX icon
2145
Novavax
NVAX
$1.25B
$870K ﹤0.01%
20,917
-1,281
-6% -$165K
MUS
2146
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$870K ﹤0.01%
59,887
-11,303
-16% -$169K
SMC
2147
Summit Midstream
SMC
$426M
$869K ﹤0.01%
2,527
-704
-22% -$243K
FLC
2148
Flaherty & Crumrine Total Return Fund
FLC
$175M
$866K ﹤0.01%
41,345
-20,198
-33% -$441K
RDY icon
2149
Dr. Reddy's Laboratories
RDY
$10.1B
$862K ﹤0.01%
92,860
+17,025
+22% +$163K
OSIS icon
2150
OSI Systems
OSIS
$3.95B
$861K ﹤0.01%
13,162
-2,080
-14% -$131K
84 85
86
87 88

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.